Finley Financial, LLC
Firm details
- Headquarters
- Las Vegas, Nevada
- CRD number
- 131442
- Registered since
- June 22, 2017
- Website
- www.finleyfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI77.41%
- Individuals22.59%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Finley Financial, LLC is a privately held SEC-registered investment adviser organized as an LLC and registered in 2017. The firm serves individual and family clients, providing fee-based portfolio management for individuals and small businesses. Its business model centers on a percentage-of-AUM fee schedule. The advisory footprint appears focused and relatively compact: Finley Financial is not marked as a multi-state adviser, does not identify as an active ESG investor, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Cash & Cash Equivalents5%
- Private Funds3%
Contacts
2 of 2Jason Finley
Owner, AgentCRD 2686780
Laura Finley
Financial AnalystCRD 7559525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$219M in ETFs
100%
$219M
0%
$658K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 3000 ETF (IWV) | BlackRock | Passive | Large Blend | $26.2M | 70,747 | 11.96% |
Location
Las Vegas, NV
Clark
Location
Las Vegas, NV
Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- Clark
- Address
- 11421 Rain Canyon Ave
- Time zone
- PT (UTC-8)
- Office locations
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