PANDORA WEALTH, INC.

RIASEC RegisteredEst. 2024
Total AUM
$285M
Discretionary
$277M
97% of AUM
Avg account
$2.6M
Accounts
109
Employees
7
Advisory reps
3

Firm details

Headquarters
OAKBROOK TERRACE, Illinois
CRD number
331816
Registered since
July 5, 2024
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.8%
  • Individuals5.83%
  • Corporations / Businesses0.25%
  • Pension & Profit Sharing Plans0.12%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pandora Wealth, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 2024. The firm is owned by an individual and serves a mix of individual, family and institutional clients, with advisory activity concentrated on financial planning and portfolio management for individuals and small businesses. Its fee model blends asset-based (percentage of AUM) and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 32%, Cash & Cash Equivalents 9%, Non-Investment Grade Corp Bonds 2%, Derivatives 2%, US Government Bonds 1%, State & Local Bonds 1%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents9%
  • Non-Investment Grade Corp Bonds2%
  • Derivatives2%

Owners & executives

1 of 1
  • STEPHEN GRECO

    Chief Executive OfficerCRD 4519638

Contacts

2 of 2
  • DAVID TSOW

    Financial AdvisorCRD 4315641

  • SERGIO DE LA TORRE

    Financial AdvisorCRD 4991068

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 67

Active vs passive

$85.5M in ETFs

Passive

67%

$57.6M

Active

33%

$28M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$14.6M21,27117.03%

Location

Primary office

OAKBROOK TERRACE, IL

DU PAGE

Location

OAKBROOK TERRACE, IL

Headquartered in OAKBROOK TERRACE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
1 Mid America Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth