Bauman Wealth Advisors
Firm details
- Headquarters
- Las Vegas, Nevada
- CRD number
- 153061
- Registered since
- November 18, 2024
- Website
- baumanwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.89%
- HNWI38.3%
- Pension & Profit Sharing Plans0.75%
- Charitable Organizations0.06%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Bauman Wealth Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm bills clients on a percentage-of-AUM basis and provides portfolio management for individuals and small businesses, along with selection of other advisers. It identifies as a capital allocator and serves both individual/family and institutional clients. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser. Industry relationships include connections with an accounting firm and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Other21%
- Exchange Traded Equities11%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 4
Todd Bauman
Founder, CEO & COOCRD 2605865
Gavin Sandefur
Chief Investment OfficerCRD 7602748
Michelle Mccarthy
Chief Compliance OfficerCRD 7682269
Contacts
3 of 3Kenton Fenno
Investment Advisor RepresentativeCRD 4524587
Vincent Garaventa
Vice PresidentCRD 6928955
Paolo Torres
Client Service AdvisorCRD 6841297
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$438M in ETFs
30%
$131M
32%
$308M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $36.3M | 413,608 | 8.29% |
Location
Las Vegas, NV
Clark
Location
Las Vegas, NV
Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- Clark
- Address
- 10501 W Gowan Rd
- Time zone
- PT (UTC-8)
- Office locations
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