Bauman Wealth Advisors
Firm details
- Headquarters
- Las Vegas, Nevada
- CRD number
- 153061
- Registered since
- November 18, 2024
- Website
- baumanwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.89%
- HNWI38.3%
- Pension & Profit Sharing Plans0.75%
- Charitable Organizations0.06%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Bauman Wealth Advisors is an independent, individually owned registered investment adviser that registered with the SEC in 2024. The firm acts as a capital allocator for both individuals/families and institutional clients, charging a percentage-of-AUM advisory fee. Its stated advisory activities focus on portfolio management for individuals and small businesses and the selection of other advisers, indicating a mix of in-house portfolio management and outsourced manager relationships. The firm does not identify as an active ESG investor and operates as a single-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Other21%
- Exchange Traded Equities11%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$236M in ETFs
28%
$66.4M
33%
$170M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $39.6M | 440,986 | 16.75% |
Location
Las Vegas, NV
Clark
Location
Las Vegas, NV
Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- Clark
- Address
- 10501 W Gowan Rd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Manhattan Global Asset Management LLC
RIALas Vegas, NV
Adaptive Wealth Engineering
RIALas Vegas, NV
Sahara Investment Group
RIALas Vegas, NV
Skyoak Capital, Inc.
RIALas Vegas, NV
Whalen Financial
RIALas Vegas, NV
Mcbroom & Associates, LLC
RIALas Vegas, NV