Bauman Wealth Advisors

RIASEC RegisteredEst. 2024
Total AUM
$206M
Discretionary
$206M
100% of AUM
Avg account
$198K
Accounts
1,043
Employees
19
Advisory reps
7

Firm details

Headquarters
Las Vegas, Nevada
CRD number
153061
Registered since
November 18, 2024
Website
baumanwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals60.89%
  • HNWI38.3%
  • Pension & Profit Sharing Plans0.75%
  • Charitable Organizations0.06%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Bauman Wealth Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm bills clients on a percentage-of-AUM basis and provides portfolio management for individuals and small businesses, along with selection of other advisers. It identifies as a capital allocator and serves both individual/family and institutional clients. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser. Industry relationships include connections with an accounting firm and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Other 21%, Exchange Traded Equities 11%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%57%
  • Public Funds/Mutual Funds57%
  • Other21%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 3

  • Julie Bauman

    Co-Founder & COOCRD 8251994

  • Michelle Mccarthy

    Michelle Mccarthy

    Chief Compliance OfficerCRD 7682269

  • Todd Bauman

    Todd Bauman

    Founder, CEO & COOCRD 2605865

Contacts

3 of 4
  • Paolo Torres

    Paolo Torres

    Client Service AdvisorCRD 6841297

  • Vincent Garaventa

    Vincent Garaventa

    Vice PresidentCRD 6928955

  • Kenton Fenno

    Investment Advisor RepresentativeCRD 4524587

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$220M in ETFs

Passive

30%

$65.8M

Active

31%

$154M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$36.3M413,60816.51%
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Location

Primary office

Las Vegas, NV

Clark

Location

Las Vegas, NV

Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
Clark
Address
10501 W Gowan Rd
Time zone
PT (UTC-8)
Office locations

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