VISION FINANCIAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2006

Total AUM

—

Advisory reps

52

Avg account

$0

Firm details

Headquarters: STAMFORD, Connecticut
CRD number: 142271
Registered since: December 11, 2006
Website: www.vfmarkets.com

Firm profile

FINTRX

Overview

Vision Financial Markets LLC is an LLC that has been SEC-registered since 2006. The firm is registered as an individual-owned entity and is not identified in FINTRX as a multi-state adviser, capital allocator, pension consultant, or related adviser. The dataset does not provide detail on specific advisory services, fee schedules, or client segments, and FINTRX marks the firm as not actively pursuing ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

SCOTT RAYMOND
Chief Financial OfficerCRD 3184999
JOHN FELAG
Chief Risk OfficerCRD 1874602

Contacts

3 of 50

CYNTHIA FEDORIK
Compliance AuditorCRD 2836364
HOWARD ROTHMAN
PresidentCRD 1098190
Victora Holland
Office ManagerCRD 6847571

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 97

Active vs passive

$33.3M in ETFs

Passive

99%

$32.9M

Active

1%

$400K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$9.4M	16,206	28.08%

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Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: FAIRFIELD
Address: 1010 Washington Blvd
Time zone: ET (UTC-5)
Office locations

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