Vision Financial Markets LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
53
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
142271
Registered since
December 11, 2006

Firm profile

FINTRX

Overview

Vision Financial Markets LLC is an owner-operated limited liability company focused on publicly reported marketable securities. FINTRX classifies the firm as unclassified and lists the owner type as individual, indicating a compact organizational structure rather than a multi-manager platform. The firm is not designated as a capital allocator and is not identified as an active ESG investor; it is also not listed as a pension consultant or a related adviser. Public filings and the FINTRX snapshot do not provide details about fee models, client segments, or specific advisory services.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Felag

    Chief Risk OfficerCRD 1874602

  • Scott Raymond

    Chief Financial OfficerCRD 3184999

Contacts

3 of 51
  • Ana Martinez

    Ana Martinez

    Vice PresidentCRD 5288054

  • Luke Berte

    Investment Adviser RepresentativeCRD 6483149

  • Steven Freed

    Steven Freed

    Investment AdvisorCRD 4539715

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 90

Active vs passive

$57.4M in ETFs

Passive

99%

$56.8M

Active

1%

$574K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)BlackRockPassiveLong Government$27M346,90047.04%

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1010 Washington Blvd
Time zone
ET (UTC-5)
Office locations

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