Oasis Pro Markets LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
149420
Registered since
August 19, 2009

Firm profile

FINTRX

Overview

Oasis Pro Markets LLC is organized as a limited liability company and is recorded as an SEC-registered adviser since 2009. The firm's available profile identifies ownership as a combination of a domestic entity and individual ownership and classifies the adviser as "unclassified" in the snapshot data. It is not identified as a capital allocator, does not flag itself as an active ESG investor, and is not marked as a multi-state or newly formed adviser. The public snapshot supplies only high-level regulatory and structural facts; there are no firm-level descriptions of client segments, fee schedules, or core business and advisory activities in the provided data. Several adviser attributes are negative flags in the record: Oasis Pro Markets is not listed as a pension consultant, related adviser, or multi-state adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Robert Yostpille

    Robert Yostpille

    Chief Administrative OfficerCRD 4822760

  • Pasquale Lavecchia

    Pasquale Lavecchia

    CEOCRD 2403011

  • Charles Christofilis

    Charles Christofilis

    Chief Compliance OfficerCRD 1518196

Contacts

2 of 2
  • Joel Kleiner

    Joel Kleiner

    FinOpCRD 7450898

  • Matthew McDermott

    Matthew McDermott

    Vice PresidentCRD 4984264

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1266 E Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth