Tncp, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
150134
Registered since
October 1, 2009

Firm profile

FINTRX

Overview

Tncp, LLC is organized as a limited liability company and has been SEC-registered since 2009. The firm is classified in the source data as an investment bank rather than a traditional wealth manager or registered investment adviser that manages client portfolios. Ownership is listed as a combination of a domestic entity and an individual. The firm’s profile flags several negative answers on standard operational attributes: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant and is not listed as a related adviser. Those entries suggest a narrow or non-traditional adviser footprint relative to multi-state RIAs that manage outside assets or provide pension consulting. Tncp, LLC did not provide public details in the source about its client types, fee schedules, specific business activities or advisory services. That absence limits the ability to characterize its service model, target clients or advisory mandates from the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 23
  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • Kenneth Leung

    Kenneth Leung

    Senior AdvisorCRD 307536

  • William Jarrett

    William Jarrett

    Managing DirectorCRD 1568130

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
9 W Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth