Tax Efficient Asset Management Solution, Inc.
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 146778
- Registered since
- March 24, 2017
- Custodians
- CHARLES SCHWAB & CO., INC., BRIDGE BANK
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.36%
- Charitable Organizations32.23%
- Individuals2.8%
- Pension & Profit Sharing Plans2.61%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Tax Efficient Asset Management Solution, Inc. is an independent, individual-owned registered investment adviser organized as a corporation and registered with the SEC since 2017. The firm serves both individuals and families as well as institutional clients and describes itself as a capital allocator that also selects third‑party advisers. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and adviser selection. Its pricing mixes percentage-of-AUM fees with the option for hourly and fixed fees. The firm does not identify as an active ESG investor and is not set up as a multi-state adviser, pension consultant, or related adviser. Industry affiliations reported on the ADV include relationships with another investment adviser, a law firm, and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- Cash & Cash Equivalents23%
- Exchange Traded Equities18%
- Private Funds13%
- US Government Bonds3%
Owners & executives
2 of 2
Evan Pan
Managing Director and Chief Investment OfficerCRD 6507893
Lara Johnston
Chief Compliance OfficerCRD 7846855
Contacts
1 of 1
Timothy Voorhees
PartnerCRD 856280
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 4590 Mac Arthur Blvd
- Time zone
- PT (UTC-8)
- Office locations
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