SIDOXIA CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2025
Total AUM
$149M
Discretionary
$149M
100% of AUM
Avg account
$554K
Accounts
269
Employees
2
Advisory reps
3

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
145969
Registered since
July 23, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.18%
  • Charitable Organizations15.61%
  • Individuals13.59%
  • Pooled Investment Vehicles0.63%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sidoxia Capital Management, LLC is an independent registered investment adviser that began SEC registration in 2025 and is owned by an individual. The firm serves both individuals and families as well as institutional clients and offers fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Core advisory services listed on filings are financial planning and discretionary portfolio management for individual clients, small businesses, and institutional entities. Sidoxia does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator. The firm lists an accountant among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 33%, US Government Bonds 8%, Investment Grade Corp Bonds 5%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds33%
  • US Government Bonds8%
  • Investment Grade Corp Bonds5%
  • Non-Investment Grade Corp Bonds1%

Contacts

3 of 3
  • WADE SLOME

    President & FounderCRD 2570384

  • Kevin Weaver

    Vice President, Operations and ResearchCRD 6792996

  • KEITH BONG

    Registered Investment AdvisorCRD 3074241

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$43.8M in ETFs

Passive

83%

$36.1M

Active

14%

$7.7M

ETFProviderStyleCategoryValueShares% of portfolio
PACER ARISTOTLE PACIFIC FLOATING RATE HIGH INCOME ETF (FLRT)ActiveBank Loan$5.5M118,86812.58%

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
2901 W Coast Hwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth