LEGACY PCG, LLC
Firm details
- Headquarters
- NEWPORT BEACH, California
- CRD number
- 283909
- Registered since
- July 6, 2016
- Website
- mgoprivatewealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.12%
- Individuals9.46%
- Charitable Organizations6.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Legacy Pcg, LLC is an independent registered investment adviser organized as an LLC and operating since 2016. The firm focuses on individual and family clients, offering financial planning and discretionary portfolio management for individuals, small businesses, and other institutions. Its services extend to pension consulting and selecting outside managers, and it functions as a capital allocator that combines in-house management with third-party manager relationships. The adviser charges a mix of percentage-of-AUM and fixed fees. Its public filings indicate a preference for equity-centered portfolios and use of exchange-traded products as a core implementation vehicle. Legacy Pcg is not identified as an active ESG investor in its profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Cash & Cash Equivalents7%
- State & Local Bonds6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1ROBERTO ROMAN
CEO & Managing DirectorCRD 4609381
Contacts
1 of 1CASEY BLOUT
Junior Financial AdvisorCRD 7151241
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$18.8M in ETFs
98%
$18.3M
3%
$469K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $5M | 8,444 | 26.87% |
Location
NEWPORT BEACH, CA
ORANGE
Location
NEWPORT BEACH, CA
Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 888 San Clemente Dr
- Time zone
- PT (UTC-8)
- Office locations
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