Sumus Financial LLC
Firm details
- Headquarters
- Shelton, Connecticut
- CRD number
- 340066
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sumus Financial LLC is a Connecticut-based limited liability company that operates as an SEC-registered investment adviser (SEC Registered Year: Unknown). The firm’s owner is an individual, and it functions as a capital allocator that provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM charges alongside hourly and fixed-fee engagements. Sumus Financial lists an affiliation with an insurance company and does not identify as an active ESG investor. It is not structured or registered as a multi-state adviser.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Cesar Cortes
President and Chief Compliance OfficerCRD 5596243
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Shelton, CT
Fairfield
Location
Shelton, CT
Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 100 Beard Sawmill Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Ganim Private Wealth
RIAShelton, CT
Fortress Financial Management
RIAShelton, CT
Procyon
RIAShelton, CT
Pentegra Investors, Inc.
RIAShelton, CT
Myfinancialpro, LLC
RIAShelton, CT
Investmark Advisory Group LLC
RIAShelton, CT