INVESTMARK ADVISORY GROUP LLC
Firm details
- Headquarters
- SHELTON, Connecticut
- CRD number
- 121060
- Registered since
- April 23, 2012
- Website
- www.investmark.net
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.52%
- Individuals15.24%
- Corporations / Businesses12.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Investmark Advisory Group LLC is an independent, individual-owned RIA registered with the SEC in 2012. The firm serves both individual & family clients and institutional clients, offering financial planning, portfolio management for individuals/small businesses and for institutions, and manager-of-managers services (selection of other advisers). Its fee model includes percentage-of-AUM charges as well as hourly and fixed-fee arrangements. Investmark identifies as an active ESG investor and acts as a capital allocator, blending third-party manager allocations with direct public-market exposure. The firm was recognized by FA Magazine as a Top RIA Firms entrant in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities2%
- State & Local Bonds2%
Owners & executives
1 of 1SCOTT WILLIAMS
Principal And Chief Compliance OfficerCRD 5125568
Contacts
3 of 9JAMES MAHONEY
Managing PartnerCRD 4606032
DREW BOWMAN
Senior Wealth AdvisorCRD 2875376
DOUGLAS KERR
Senior Wealth Advisor, PrincipalCRD 1293476
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$155M in ETFs
24%
$37.5M
73%
$118M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $25.6M | 361,057 | 16.51% |
Location
SHELTON, CT
FAIRFIELD
Location
SHELTON, CT
Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 3 Enterprise Dr
- Time zone
- ET (UTC-5)
- Office locations
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