Pentegra Investors, Inc.

RIASEC RegisteredEst. 1990
Total AUM
$5.6B
Discretionary
$3.3B
58% of AUM
Avg account
$22.4M
Accounts
250
Employees
13
Advisory reps
11

Firm details

Headquarters
Shelton, Connecticut
CRD number
111503
Registered since
August 1, 1990
Website
www.pentegra.com
Custodians
THE BANK OF NEW YORK MELLON, EMPOWER TRUST COMPANY
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans99.88%
  • Pooled Investment Vehicles0.12%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pentegra Investors, Inc. is an SEC-registered institutional RIA organized as a corporation and active since 1990. The firm positions itself as a capital allocator serving institutional clients and offers advisory services across a range of account types. Its fee arrangements include percentage-of-AUM and fixed fees. According to its ADV, the firm performs portfolio management for individuals/small businesses, pooled investment vehicles, and businesses or institutions; it also lists pension consulting services and the selection of other advisers among its service set. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 49%, Other 26%, Investment Grade Corp Bonds 12%, Public Funds/Mutual Funds 10%, US Government Bonds 2%, State & Local Bonds 1%, Cash & Cash Equivalents 1%49%
  • Private Funds49%
  • Other26%
  • Investment Grade Corp Bonds12%
  • Public Funds/Mutual Funds10%
  • US Government Bonds2%

Owners & executives

3 of 3
  • Lars Ernst

    Lars Ernst

    Chief Compliance & Risk OfficerCRD 5197938

  • Charles Sorrentino

    Charles Sorrentino

    Senior Vice President and CFOCRD 6473113

  • Scott Stone

    Scott Stone

    Senior Vice President & Chief Investment OfficerCRD 4552527

Contacts

3 of 8
  • Regina Montrony

    Regina Montrony

    Registered RepresentativeCRD 4615456

  • Christopher Lamarca

    Christopher Lamarca

    Managing DirectorCRD 2781729

  • Eric Wietsma

    Eric Wietsma

    Vice PresidentCRD 3167584

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Enterprise Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth