AST INVESTMENT SERVICES, INC.

RIASEC RegisteredEst. 1992
Total AUM
$91.5B
Discretionary
$91.5B
100% of AUM
Avg account
$4.8B
Accounts
19
Employees
42
Advisory reps
7

Firm details

Headquarters
SHELTON, Connecticut
CRD number
108897
Registered since
January 10, 1992
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

AST Investment Services, Inc. is a U.S.-incorporated investment firm that has been SEC-registered since 1992. The firm serves institutional clients and operates as a capital allocator, charging fees based on a percentage of assets under management. Its regulatory filings list commodity pool operator/commodity trading advisor (CPO/CTA) activity and advisory services that include portfolio management for investment companies and the selection of other advisers. AST Investment Services, Inc. is not flagged as an active ESG investor and does not operate as a multi-state or newly formed adviser. Industry affiliations reported for the firm are broad: broker-dealer, other investment adviser, CPO/CTA, trust company, insurance company, real estate broker, and sponsor or managing member of pooled investment vehicles and limited partnerships. That mix indicates the firm operates across both advisory and operational roles in pooled structures while maintaining connections to traditional financial, insurance and real-estate channels.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Kenneth Allen

    President, CEOCRD 2188697

  • PATRICIA FLYNN

    VP, Chief Compliance OfficerCRD 5067089

  • Claudia Digiacomo

    Chief Legal OfficerCRD 7347674

Contacts

3 of 4
  • FRANK PAPASAVAS

    TreasurerCRD 4147106

  • SCOTT GAUL

    CRD 5773507

  • Robert Kutyla

    ControllerCRD 7855513

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SHELTON, CT

FAIRFIELD

Location

SHELTON, CT

Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
1 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth