AST Investment Services, Inc.
Firm details
- Headquarters
- Shelton, Connecticut
- CRD number
- 108897
- Registered since
- January 10, 1992
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
AST Investment Services, Inc. is an institutional registered investment adviser that works primarily with institutional clients and operates as a capital allocator. The firm is SEC-registered (registered in 1992) and charges fees based on a percentage of assets under management. Its stated advisory roles include portfolio management for investment companies and the selection of other advisers, indicating both direct management and manager-of-managers activities. Business activities and industry affiliations point to a broad set of capabilities: AST acts in CPO/CTA roles and is affiliated with broker–dealers, trust companies, insurance companies and real-estate broker activities. The firm is also involved in sponsoring and managing pooled vehicles (LPs and GP/managing-member roles). Ownership is domestic and includes both an entity and an individual. AST does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Patricia Flynn
VP, Chief Compliance OfficerCRD 5067089
Claudia Digiacomo
Chief Legal OfficerCRD 7347674
Kenneth Allen
President, CEOCRD 2188697
Contacts
3 of 4
Scott Benjamin
Registered RepresentativeCRD 4385999
Frank Papasavas
TreasurerCRD 4147106
Robert Kutyla
ControllerCRD 7855513
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Shelton, CT
Fairfield
Location
Shelton, CT
Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 1 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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