AST Investment Services, Inc.
Firm details
- Headquarters
- Shelton, Connecticut
- CRD number
- 108897
- Registered since
- January 10, 1992
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
AST Investment Services, Inc. is an institutional investment adviser that operates as a capital allocator for institutional clients. The firm, organized as a corporation and SEC-registered since 1992, charges fees as a percentage of assets under management and is structured to provide portfolio management for investment companies and to select other advisers on behalf of its clients. It is classified as a CPO/CTA for regulatory purposes and maintains multiple industry affiliations that include broker‑dealer, trust company, insurance company, real estate broker, and sponsor/manager roles for pooled vehicles. AST is not designated as an active ESG investor and is not a multistate adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Kenneth Allen
President, CEOCRD 2188697

Patricia Flynn
VP, Chief Compliance OfficerCRD 5067089
Claudia Digiacomo
Chief Legal OfficerCRD 7347674
Contacts
3 of 4Frank Papasavas
TreasurerCRD 4147106
Scott Gaul
CRD 5773507
Robert Kutyla
ControllerCRD 7855513
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Shelton, CT
Fairfield
Location
Shelton, CT
Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 1 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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