AST Investment Services, Inc.

RIASEC RegisteredEst. 1992
Total AUM
$91.5B
Discretionary
$91.5B
100% of AUM
Avg account
$4.8B
Accounts
19
Employees
42
Advisory reps
7

Firm details

Headquarters
Shelton, Connecticut
CRD number
108897
Registered since
January 10, 1992
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

AST Investment Services, Inc. is an institutional investment adviser that operates as a capital allocator for institutional clients. The firm, organized as a corporation and SEC-registered since 1992, charges fees as a percentage of assets under management and is structured to provide portfolio management for investment companies and to select other advisers on behalf of its clients. It is classified as a CPO/CTA for regulatory purposes and maintains multiple industry affiliations that include broker‑dealer, trust company, insurance company, real estate broker, and sponsor/manager roles for pooled vehicles. AST is not designated as an active ESG investor and is not a multistate adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kenneth Allen

    President, CEOCRD 2188697

  • Patricia Flynn

    Patricia Flynn

    VP, Chief Compliance OfficerCRD 5067089

  • Claudia Digiacomo

    Chief Legal OfficerCRD 7347674

Contacts

3 of 4
  • Frank Papasavas

    TreasurerCRD 4147106

  • Scott Gaul

    CRD 5773507

  • Robert Kutyla

    ControllerCRD 7855513

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1 Corporate Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth