Procyon
Firm details
- Headquarters
- Shelton, Connecticut
- CRD number
- 288239
- Registered since
- May 26, 2017
- Website
- www.procyonpartners.net
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans53.37%
- HNWI30.91%
- Individuals6.24%
- State / Municipal Government5.21%
- Corporations / Businesses3.81%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Procyon operates as a limited liability company and is organized as an independent registered investment adviser. The firm is registered with the SEC and first registered in 2017. Its client mix includes individual and family clients as well as institutional relationships, and it describes itself as a capital allocator that both places client capital with third‑party managers and sponsors funds of its own. Advisory services span financial planning and portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting services, and the selection of other advisers. Fee arrangements include percentage‑of‑AUM billing alongside hourly and fixed fees. Procyon does not identify as an active ESG investor and lists an industry affiliation with an insurance company. The firm has been recognized in industry press—Citywire (50 Growers Across America, 2023), Forbes (Top RIA Firms, 2024), and AdvisorHub (50 RIA Firms to Watch, 2026).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities13%
- Cash & Cash Equivalents7%
- State & Local Bonds3%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
Harold Kirkpatrick
Chief Revenue OfficerCRD 6413229
Todd Smallwood
Chief Compliance OfficerCRD 2131710
Contacts
3 of 52
Jesse Vanvalin
Senior Vice President, Private Wealth AdvisorCRD 5292837
Antonio Rodrigues
Senior Portfolio ManagerCRD 4376152
Salvatore Dispenziere
Principal, Senior Vice PresidentCRD 4386928
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 231Active vs passive
$1.7B in ETFs
74%
$1.3B
8%
$456M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR MEGA CAP INDEX FUND (MGC) | Vanguard | $125M | 442,566 | 7.20% |
Location
Shelton, CT
Fairfield
Location
Shelton, CT
Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 1 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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