Constitution Investment Advisory and Portfolio Management

RIASEC Registered
Total AUM
$241M
Discretionary
$241M
100% of AUM
Avg account
$900K
Accounts
268
Employees
6
Advisory reps
3

Firm details

Headquarters
Shelton, Connecticut
CRD number
310378
Registered since
September 18, 2020
Website
ciapm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI89.99%
  • Individuals8.88%
  • Charitable Organizations0.66%
  • Corporations / Businesses0.47%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Constitution Investment Advisory and Portfolio Management is an independent, individual-owned RIA that provides financial planning and portfolio management for individuals, families, small businesses and other business clients. The firm charges fees based on a percentage of assets under management and is registered with the SEC, having registered in 2020. Its stated advisory activities cover financial planning and discretionary portfolio management for individuals/small businesses as well as for businesses or institutions. Constitution positions itself as an equity-oriented manager: its ADV indicates a preference for exchange-traded equities and the firm does not identify as an ESG investor or a capital allocator. It also uses third-party investment products as part of client portfolios, including mutual funds and allocations to external hedge funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 81%, US Government Bonds 9%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 1%81%
  • Exchange Traded Equities81%
  • US Government Bonds9%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$90.2M in ETFs

Passive

100%

$90.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) HEALTH CARE SELECT SECTOR SPDR(R) ETF (XLV)State StreetPassiveHealth$10.2M60,70811.34%

Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Trap Falls Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth