COOPER FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 1985

Total AUM

$184M

Discretionary

$184M

100% of AUM

Avg account

$117K

Accounts

1,576

Employees

Advisory reps

Firm details

Headquarters: SHELTON, Connecticut
CRD number: 104671
Registered since: May 15, 1985
Website: cooperfinservices.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI60.8%
Individuals39.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cooper Financial Services, Inc. is a privately owned corporate RIA that has been SEC-registered since 1985 and serves individuals and families. The firm combines advisory work with insurance-brokerage activity and bills clients on a percentage-of-AUM basis. Its advisory offerings include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, pension consulting services, and the selection of other advisers. Cooper identifies as a capital allocator, using outside managers for some allocations rather than running only internally managed strategies. The firm does not position itself as an ESG-focused allocator. Its client base and service mix emphasize traditional wealth-management and insurance solutions rather than multi-state institutional consulting or pensions at scale.