THE WINTHROP CORPORATION
Firm details
- Headquarters
- SHELTON, Connecticut
- CRD number
- 105273
- Registered since
- February 24, 1961
- Fee structure
- Other
- Services
- Publication of PeriodicalsSecurity Ratings / Pricing Services
Firm profile
FINTRXOverview
The Winthrop Corporation is an SEC-registered corporate adviser first registered in 1961. The firm's public profile indicates it does not act as a traditional asset manager or capital allocator. Instead, its stated advisory activities are focused on publication of periodicals or newsletters and on security ratings or pricing services. That positioning suggests the firm's primary business is information and data services about securities rather than running discretionary client portfolios. The firm lists industry affiliations that include a broker‑dealer and another investment adviser, and it is flagged as a related adviser in regulatory filings. Those affiliations point to a structure where The Winthrop Corporation may sit alongside or support other entities that carry out transactional or investment advisory work, while The Winthrop Corporation itself concentrates on publishing, pricing or ratings products. Fee structure is identified as “Other,” consistent with non‑portfolio revenue models such as subscription or data licensing. The Winthrop Corporation is not a multi‑state adviser, not an active ESG investor, and is not identified as a pension consultant. It is classified as a domestic entity / individual owner type and carries an “unclassified” adviser classification in filings.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3MANISH MAHESHWARI
President & Co-Chief Investment OfficerCRD 5904328
MICHAEL FLEMING
CIO, Executive DirectorCRD 6890332
AMIT KHANDWALA
Chief Executive Officer & Chief Investment OfficerCRD 2794288
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SHELTON, CT
FAIRFIELD
Location
SHELTON, CT
Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 2 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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