THE WINTHROP CORPORATION

RIASEC RegisteredEst. 1961
Total AUM
Avg account
$0
Accounts
0
Employees
21
Advisory reps
3

Firm details

Headquarters
SHELTON, Connecticut
CRD number
105273
Registered since
February 24, 1961
Fee structure
Other
Services
Publication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

The Winthrop Corporation is an SEC-registered corporate adviser first registered in 1961. The firm's public profile indicates it does not act as a traditional asset manager or capital allocator. Instead, its stated advisory activities are focused on publication of periodicals or newsletters and on security ratings or pricing services. That positioning suggests the firm's primary business is information and data services about securities rather than running discretionary client portfolios. The firm lists industry affiliations that include a broker‑dealer and another investment adviser, and it is flagged as a related adviser in regulatory filings. Those affiliations point to a structure where The Winthrop Corporation may sit alongside or support other entities that carry out transactional or investment advisory work, while The Winthrop Corporation itself concentrates on publishing, pricing or ratings products. Fee structure is identified as “Other,” consistent with non‑portfolio revenue models such as subscription or data licensing. The Winthrop Corporation is not a multi‑state adviser, not an active ESG investor, and is not identified as a pension consultant. It is classified as a domestic entity / individual owner type and carries an “unclassified” adviser classification in filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • MANISH MAHESHWARI

    President & Co-Chief Investment OfficerCRD 5904328

  • MICHAEL FLEMING

    CIO, Executive DirectorCRD 6890332

  • AMIT KHANDWALA

    Chief Executive Officer & Chief Investment OfficerCRD 2794288

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SHELTON, CT

FAIRFIELD

Location

SHELTON, CT

Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
2 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth