STAX CAPITAL

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
DEL MAR, California
CRD number
300607
Registered since
June 10, 2019
Website
staxai.com

Firm profile

FINTRX

Overview

Stax Capital is organized as a corporation and is registered with the SEC since 2019. The firm is owned by a combination of a domestic entity and an individual. Publicly available classification labels the adviser as unclassified. The firm is not identified as a capital allocator, does not flag itself as an active ESG investor, and is not listed as a multi-state or newly formed adviser. It also does not appear to act as a pension consultant or to be flagged as a related adviser. The dataset does not include descriptions of the firm’s advisory services, fee schedule, client segments, or specific business activities, so its target client types and service offerings cannot be characterized from the available information.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • STACEY MORIMOTO

    Founder & CEOCRD 4420782

Contacts

3 of 3
  • Robert Campbell

    Territory ManagerCRD 1349154

  • JASON FINLEY

    Compliance PrincipalCRD 6602034

  • Quinn Morimoto

    Registered RepresentativeCRD 7140545

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DEL MAR, CA

SAN DIEGO

Location

DEL MAR, CA

Headquartered in DEL MAR, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
2262 Carmel Valley Rd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth