Sovran Advisors, LLC

RIASEC RegisteredEst. 2024
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$306K
Accounts
6,135
Employees
64
Advisory reps
69

Firm details

Headquarters
San Diego, California
CRD number
329415
Registered since
January 12, 2024
Custodians
CETERA INVESTMENT SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals47.52%
  • HNWI44.5%
  • Pension & Profit Sharing Plans5.63%
  • Corporations / Businesses1.66%
  • Charitable Organizations0.7%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sovran Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm serves both individuals/families and institutional clients and positions itself as a capital allocator that also provides direct portfolio management and financial planning. Its fee arrangements include a percentage of AUM as well as hourly and fixed-fee engagements. Advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. The firm is not identified as an active ESG investor. Industry ties noted in the filing include relationships with other investment advisers, accounting firms, and insurance companies, which aligns with its role in selecting third-party managers and offering planning-oriented services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%

Owners & executives

3 of 3
  • Joseph Brocato

    Joseph Brocato

    Chief Innovation OfficerCRD 5108805

  • Paul Justin

    Paul Justin

    CEO and Managing PartnerCRD 1488112

  • Elizabeth Arce

    Elizabeth Arce

    Chief Compliance OfficerCRD 6581145

Contacts

3 of 66
  • Julie Foong

    Registered RepresentativeCRD 5710582

  • Kaleigh Hollander

    Registered RepresentativeCRD 5727984

  • Lawrence Hudson

    Lawrence Hudson

    Investment Advisor RepresentativeCRD 5843467

Unlock 63 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 442

Active vs passive

$1.1B in ETFs

Passive

58%

$659M

Active

35%

$481M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$50.3M67,6454.42%

Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
3131 Camino Del Rio N
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth