NICHOLAS INVESTMENT PARTNERS, L.P.

RIASEC RegisteredEst. 2006

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$45.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: SAN DIEGO, California
CRD number: 140159
Registered since: April 17, 2006
Website: www.nicpartners.com
Custodians: J.P. MORGAN SECURITIES INC., STATE STREET BANK & CO, BOWN BROTHERS HARRIMAN & CO
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI36.96%
State / Municipal Government27.63%
Pooled Investment Vehicles23.99%
Investment Companies9.87%
Charitable Organizations1.55%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nicholas Investment Partners, L.P. is a SEC-registered hedge fund organized as a limited partnership and operating since 2006. The firm serves both high-net-worth individuals and institutional clients and charges a combination of asset-based fees and performance fees. Its advisory work covers discretionary portfolio management across individuals/small businesses, investment companies, pooled vehicles and institutional/business clients. The firm does not present itself as an active ESG investor and is not classified as a multi-state adviser. It also functions in sponsor and general partner roles for pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities76%
Non-Investment Grade Corp Bonds21%
Investment Grade Corp Bonds3%

Owners & executives

3 of 3

CATHERINE NEWCOMB
Partner & Chief Compliance OfficerCRD 2177017
CHRISTOPHER SIRIANI
President, Chief Operating OfficerCRD 2059500
CATHERINE SOMHEGYI NICHOLAS
Managing Partner and Chief Investment OfficerCRD 1493778

Contacts

3 of 5

ARTHUR NICHOLAS
Senior AdvisorCRD 1791528
ALEXANDER REISON
Partner, Head Trader & Director of Quantitative AnalyticsCRD 6856182
JOHN WYLIE
PartnerCRD 1122263