Nicholas Investment Partners, L.P.

RIASEC RegisteredEst. 2006

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$45.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 140159
Registered since: April 17, 2006
Website: www.nicpartners.com
Custodians: J.P. MORGAN SECURITIES INC., STATE STREET BANK & CO, BOWN BROTHERS HARRIMAN & CO
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI36.96%
State / Municipal Government27.63%
Pooled Investment Vehicles23.99%
Investment Companies9.87%
Charitable Organizations1.55%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nicholas Investment Partners, L.P. is a limited partnership registered as an investment adviser since 2006 that operates with a hedge-fund orientation. The firm provides discretionary portfolio management across client types, including high-net-worth individuals and families as well as institutional clients. Its advisory work covers separate accounts, pooled investment vehicles and investment companies, and it also sponsors or serves as a general partner for pooled vehicles. Compensation combines a percentage-of-assets approach with performance-based fees, consistent with its hedge-fund structure. The adviser does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities76%
Non-Investment Grade Corp Bonds21%
Investment Grade Corp Bonds3%

Owners & executives

3 of 3

Christopher Siriani
President, Chief Operating OfficerCRD 2059500
Catherine Somhegyi Nicholas
Managing Partner and Chief Investment OfficerCRD 1493778
Catherine Newcomb
Partner & Chief Compliance OfficerCRD 2177017