CASCADE FINANCIAL PARTNERS, LLC

RIASEC RegisteredEst. 2023
Total AUM
$1.4B
Discretionary
$1.4B
98% of AUM
Avg account
$1.3M
Accounts
1,093
Employees
9
Advisory reps
9

Firm details

Headquarters
SAN DIEGO, California
CRD number
326620
Registered since
May 26, 2023
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.77%
  • Individuals3.23%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cascade Financial Partners, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm serves individuals and families and bills clients on a percentage-of-assets-under-management basis. Its advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Cascade identifies itself as a capital allocator, directing client capital into third-party managers rather than running extensive in-house fund platforms. The firm is not positioned as an ESG-focused investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 13%, State & Local Bonds 5%, Public Funds/Mutual Funds 4%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Private Funds 1%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents13%
  • State & Local Bonds5%
  • Public Funds/Mutual Funds4%
  • Investment Grade Corp Bonds2%

Contacts

3 of 9
  • Lauren Gabele

    Wealth AdvisorCRD 7697902

  • Simon Perna

    Portfolio Operations ManagerCRD 8267164

  • CAROLINE MASON

    ParaplannerCRD 7678307

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 169

Active vs passive

$586M in ETFs

Passive

91%

$531M

Active

6%

$54.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$39.3M613,0206.70%

Location

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
3579 Valley Centre Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth