Smith Moore & Co
Firm details
- Headquarters
- Clayton, Missouri
- CRD number
- 3441
- Registered since
- August 8, 2007
- Website
- smithmoore.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.58%
- Individuals29.04%
- Corporations / Businesses4.95%
- State / Municipal Government2.82%
- Pension & Profit Sharing Plans0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Smith Moore & Co is an independent broker-dealer organized as a corporation and registered with the SEC since 2007. The firm serves both individual and institutional clients and provides brokerage and insurance services alongside advisory offerings. On the advisory side it delivers financial planning, portfolio management for individuals and small businesses, and selection of outside advisers. Smith Moore & Co acts as a capital allocator and charges fees via percentage of AUM, hourly rates, and fixed fees. The firm is not reported to be an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents5%
- US Government Bonds3%
- State & Local Bonds1%
Owners & executives
3 of 5
Amy Brody
Chief Financial OfficerCRD 6486826
Jaret Perryman
Chief Compliance OfficerCRD 3034594
Nathan Schultz
CEOCRD 7407416
Contacts
3 of 52
Matthew Bragg
Branch ManagerCRD 2279799
Linda Lawshe
OperationsCRD 2874152
Dean Williams
Vice PresidentCRD 1364559
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 366Active vs passive
$1.3B in ETFs
75%
$1B
19%
$331M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $84.1M | 112,291 | 6.28% |
Location
Clayton, MO
Saint Louis
Location
Clayton, MO
Headquartered in Clayton, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 7777 Bonhomme Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Commerce Brokerage Services, Inc.
Broker-DealerClayton, MO
Consolidated Financial Investments, Inc.
Broker-DealerClayton, MO
Stifel Independent Advisors, LLC
Broker-DealerSaint Louis, MO
Benjamin F. Edwards & Company, Incorporated
Broker-DealerSaint Louis, MO
Stifel, Nicolaus & Company, Incorporated
Broker-DealerSaint Louis, MO
Wells Fargo Advisors Financial Network, LLC
Broker-DealerSaint Louis, MO