Smead Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
173734
Registered since
May 15, 2015

Firm profile

FINTRX

Overview

Smead Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 2015. Public filings identify the owner type as a domestic entity and individual, and the firm is classified in the available data as "unclassified." The dataset does not disclose the firm's advisory or business activities, fee schedule, or client segments. The firm is not listed as a capital allocator and is not identified as an active ESG investor. It is also not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the provided records. The firm has supplied minimal public detail beyond registration and structural attributes.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Conor Ocallaghan

    Conor Ocallaghan

    Chief Operating OfficerCRD 4813694

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

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Contacts

3 of 26
  • Jason Knight

    Jason Knight

    PartnerCRD 3217684

  • Anna Malleis

    Anna Malleis

    Registered RepresentativeCRD 5065243

  • Stefanos Taousakis

    Stefanos Taousakis

    Compliance ConsultantCRD 6930896

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth