Smead Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 173734
- Registered since
- May 15, 2015
- Website
- www.vontobel.com
Firm profile
FINTRXOverview
Smead Funds Distributors, LLC is organized as a limited liability company and is registered with the SEC (registration year 2015). The FINTRX profile classifies the firm as a fund distributor rather than an asset manager or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The firm does not present itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not list client-base details, fee schedules, or specific advisory or business activities for the distributor, indicating its public profile focuses on fund distribution rather than direct wealth management or discretionary investing.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Brian Briggs
Chief Compliance OfficerCRD 4397218

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 28Marguerita Hardy
Registered RepresentativeCRD 6294272

Mildred Dorta
Registered RepresentativeCRD 1725723
Daniel Marshall
Vice President, OperationsCRD 6004317
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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