Smead Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
31
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
173734
Registered since
May 15, 2015

Firm profile

FINTRX

Overview

Smead Funds Distributors, LLC is a limited liability company registered with the SEC in 2015 that operates as a fund distributor rather than as an investment manager or advisory firm. Public records classify the entity as a fund distribution vehicle; it is not listed as a capital allocator and does not disclose advisory activities, pension consulting, or related-adviser functions. The firm is not identified as an active ESG investor and is not reported to operate as a multi-state adviser. The profile of Smead Funds Distributors, LLC suggests its primary role is intermediary distribution and support for investment products rather than direct portfolio management or discretionary capital deployment. Owner type is recorded as a domestic entity and individual, and the available filings do not describe a fee-based advisory model or details on client segments.

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Conor Ocallaghan

    Conor Ocallaghan

    Chief Operating OfficerCRD 4813694

  • Brian Briggs

    Brian Briggs

    Chief Compliance OfficerCRD 4397218

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Contacts

3 of 26
  • Jason Knight

    Jason Knight

    PartnerCRD 3217684

  • Anna Malleis

    Anna Malleis

    Registered RepresentativeCRD 5065243

  • Stefanos Taousakis

    Stefanos Taousakis

    Compliance ConsultantCRD 6930896

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth