Smead Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 173734
- Registered since
- May 15, 2015
- Website
- www.vontobel.com
Firm profile
FINTRXOverview
Smead Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 2015. Its declared classification is "Fund Distributor," which signals that the firm's principal role is distribution of fund products rather than acting as a discretionary capital allocator or traditional registered investment adviser. Ownership is described as a mix of domestic entities and individuals. Available disclosures indicate the firm does not position itself as an active ESG investor, it is not a multi-state adviser, and it does not serve as a pension consultant or related adviser. Those attributes, together with the "Fund Distributor" label, suggest its business model centers on product distribution and intermediary relationships rather than direct portfolio management or advisory services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Brian Briggs
Chief Compliance OfficerCRD 4397218

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 28Marguerita Hardy
Registered RepresentativeCRD 6294272

Mildred Dorta
Registered RepresentativeCRD 1725723
Daniel Marshall
Vice President, OperationsCRD 6004317
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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