Smead Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 173734
- Registered since
- May 15, 2015
- Website
- www.vontobel.com
Firm profile
FINTRXOverview
Smead Funds Distributors, LLC is a limited liability company registered with the SEC in 2015 that operates as a fund distributor rather than as an investment manager or advisory firm. Public records classify the entity as a fund distribution vehicle; it is not listed as a capital allocator and does not disclose advisory activities, pension consulting, or related-adviser functions. The firm is not identified as an active ESG investor and is not reported to operate as a multi-state adviser. The profile of Smead Funds Distributors, LLC suggests its primary role is intermediary distribution and support for investment products rather than direct portfolio management or discretionary capital deployment. Owner type is recorded as a domestic entity and individual, and the available filings do not describe a fee-based advisory model or details on client segments.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Conor Ocallaghan
Chief Operating OfficerCRD 4813694

Brian Briggs
Chief Compliance OfficerCRD 4397218
Contacts
3 of 26
Jason Knight
PartnerCRD 3217684

Anna Malleis
Registered RepresentativeCRD 5065243

Stefanos Taousakis
Compliance ConsultantCRD 6930896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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