Funds Distributor, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
120
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
7174
Registered since
May 20, 1976

Firm profile

FINTRX

Overview

Funds Distributor, LLC is organized as a limited liability company and is classified in the dataset as a fund distributor. Ownership is listed as a combination of a domestic entity and an individual. The firm is identified as not acting as a capital allocator and is not flagged as an active ESG investor. Several advisor-related attributes in the snapshot are negative as well: it is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Public-facing detail about the firm’s client base, fee schedule, specific business activities, and advisory services is not included in the provided snapshot. That limits visibility into how the organization sources clients or structures engagements beyond its classification as a distributor of fund products.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Wayne Boyles

    Wayne Boyles

    Chief Compliance OfficerCRD 6317607

  • Scott Hayward

    Scott Hayward

    Chief Executive OfficerCRD 4335063

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 117
  • Tariq Akbar

    Tariq Akbar

    ConsultantCRD 5245852

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

  • Amanda Crane

    Amanda Crane

    Registered RepresentativeCRD 4213010

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth