Funds Distributor, LLC

Broker-DealerFINRA MemberEst. 1976

Total AUM

—

Advisory reps

115

Avg account

Firm details

Headquarters: Portland, Maine
CRD number: 7174
Registered since: May 20, 1976

Firm profile

FINTRX

Overview

Funds Distributor, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser since 1976. Ownership is listed as both a domestic entity and an individual, and the firm’s internal classification is unclassified. Available records indicate the firm does not operate as a capital allocator, is not identified as an active ESG investor, and is not flagged as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4

Scott Hayward
Chief Executive OfficerCRD 4335063
Wayne Boyles
Chief Compliance OfficerCRD 6317607
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134