Funds Distributor, LLC

Broker-DealerFINRA MemberEst. 1976

Total AUM

—

Advisory reps

115

Avg account

Firm details

Headquarters: Portland, Maine
CRD number: 7174
Registered since: May 20, 1976

Firm profile

FINTRX

Overview

Funds Distributor, LLC is a limited liability company that operates as a fund distributor rather than as an investment manager or capital allocator. The entity has been SEC-registered since 1976 and is identified as a domestic-owned business. The firm does not characterize itself as an active ESG investor, a multi-state investment adviser, a pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4

Scott Hayward
Chief Executive OfficerCRD 4335063
Wayne Boyles
Chief Compliance OfficerCRD 6317607
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134