Funds Distributor, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 7174
- Registered since
- May 20, 1976
Firm profile
FINTRXOverview
Funds Distributor, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor. The firm is SEC-registered (registration date listed as 1976) and its ownership is reported as a combination of a domestic entity and an individual. FINTRX indicates the firm does not act as a capital allocator and does not identify as an active ESG investor. Regulatory/operational attributes recorded by FINTRX include: not a multi-state adviser, not a newly formed adviser, not a pension consultant, and no related adviser relationship noted. FINTRX does not supply detail on the firm’s advisory or broader business activities beyond its distributor classification.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Wayne Boyles
Chief Compliance OfficerCRD 6317607

Scott Hayward
Chief Executive OfficerCRD 4335063

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 111
Sandra Holland
ConsultantCRD 5238372

Tariq Akbar
ConsultantCRD 5245852

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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