Funds Distributor, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 7174
- Registered since
- May 20, 1976
Firm profile
FINTRXOverview
Funds Distributor, LLC is organized as a limited liability company and is registered with the SEC since 1976. The firm is classified in FINTRX as a fund distributor rather than a discretionary asset manager or capital allocator. Owner structure is listed as a mix of a domestic entity and an individual. Several advisor-type flags are negative in the record — the firm is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Wayne Boyles
Chief Compliance OfficerCRD 6317607
Scott Hayward
Chief Executive OfficerCRD 4335063
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 112
Tariq Akbar
ConsultantCRD 5245852
Jacqueline Lyons
Marketing ComplianceCRD 5291182
Amanda Crane
Registered RepresentativeCRD 4213010
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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