Northern Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 45943
- Registered since
- February 16, 1999
Firm profile
FINTRXOverview
Northern Funds Distributors, LLC is organized as a limited liability company and is listed as an SEC-registered entity since 1999. The ownership is identified as a mix of a domestic entity and individuals. The firm's classification is recorded as unclassified within the dataset. The record marks the firm as not acting as a capital allocator and not participating as an active ESG investor. It is not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Specific disclosures for client base, fee arrangements, business activities, and advisory services are not recorded in the available dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 42
Wesley Driggers
Director of ComplianceCRD 6267059

Anthony Purdue
ETF SpecialistCRD 8088340

Stefanos Taousakis
Compliance ConsultantCRD 6930896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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