Northern Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 45943
- Registered since
- February 16, 1999
Firm profile
FINTRXOverview
Northern Funds Distributors, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor. The firm’s FINRA/SEC registration dates back to 1999. Ownership is listed as a combination of a domestic entity and an individual. FINTRX characterizes the firm as a distributor rather than an allocator of capital: it is marked “Capital Allocator: No.” The profile also indicates the firm is not an active ESG investor, is not listed as a multi-state adviser, is not newly formed, and is not identified as a pension consultant or related adviser. FINTRX does not list advisory activities, fee schedules, or a client base for the firm in the available snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 41
Tariq Akbar
ConsultantCRD 5245852

Jacqueline Lyons
Marketing ComplianceCRD 5291182

Ryan Ripkowski
Financial AdvisorCRD 7182218
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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