NORTHERN FUNDS DISTRIBUTORS, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
PORTLAND, Maine
CRD number
45943
Registered since
February 16, 1999

Firm profile

FINTRX

Overview

Northern Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 1999. The firm’s public record lists its owner type as a combination of a domestic entity and an individual. The FINTRX snapshot classifies the firm as "unclassified" rather than assigning it to a specific advisory category. The available profile indicates Northern Funds Distributors, LLC does not act as a capital allocator and is not identified as an active ESG investor. The record also notes the firm is not designated as a multi-state adviser, not a pension consultant, and not a related adviser. Key operational details that typically appear in distributor or advisory summaries — such as client demographics, fee structures, descriptions of advisory or business activities, and affiliations — are not included in the provided dataset.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 41
  • Wesley Driggers

    Director of ComplianceCRD 6267059

  • ANTHONY PURDUE

    ETF SpecialistCRD 8088340

  • Marguerita Hardy

    Registered RepresentativeCRD 6294272

Unlock 38 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PORTLAND, ME

CUMBERLAND

Location

PORTLAND, ME

Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth