NORTHERN FUNDS DISTRIBUTORS, LLC
Firm details
- Headquarters
- PORTLAND, Maine
- CRD number
- 45943
- Registered since
- February 16, 1999
Firm profile
FINTRXOverview
Northern Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 1999. The firm’s public record lists its owner type as a combination of a domestic entity and an individual. The FINTRX snapshot classifies the firm as "unclassified" rather than assigning it to a specific advisory category. The available profile indicates Northern Funds Distributors, LLC does not act as a capital allocator and is not identified as an active ESG investor. The record also notes the firm is not designated as a multi-state adviser, not a pension consultant, and not a related adviser. Key operational details that typically appear in distributor or advisory summaries — such as client demographics, fee structures, descriptions of advisory or business activities, and affiliations — are not included in the provided dataset.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 41Wesley Driggers
Director of ComplianceCRD 6267059
ANTHONY PURDUE
ETF SpecialistCRD 8088340
Marguerita Hardy
Registered RepresentativeCRD 6294272
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PORTLAND, ME
CUMBERLAND
Location
PORTLAND, ME
Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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