Northern Funds Distributors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
44
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
45943
Registered since
February 16, 1999

Firm profile

FINTRX

Overview

Northern Funds Distributors, LLC is organized as a limited liability company that functions as a fund distributor rather than a traditional investment manager or capital allocator. Available records characterize it by its distributor role and note ownership involving a domestic entity and an individual. The firm is not identified as an ESG investor, does not present itself as a multi-state adviser, and does not appear to operate as a pension consultant or related adviser. Public disclosures provide limited detail about its specific business activities or affiliated operating entities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 42
  • Tariq Akbar

    Tariq Akbar

    ConsultantCRD 5245852

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

  • Ryan Ripkowski

    Ryan Ripkowski

    Financial AdvisorCRD 7182218

Unlock 39 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth