Northern Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 45943
- Registered since
- February 16, 1999
Firm profile
FINTRXOverview
Northern Funds Distributors, LLC is organized as a limited liability company that functions as a fund distributor rather than a traditional investment manager or capital allocator. Available records characterize it by its distributor role and note ownership involving a domestic entity and an individual. The firm is not identified as an ESG investor, does not present itself as a multi-state adviser, and does not appear to operate as a pension consultant or related adviser. Public disclosures provide limited detail about its specific business activities or affiliated operating entities.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 42
Tariq Akbar
ConsultantCRD 5245852

Jacqueline Lyons
Marketing ComplianceCRD 5291182

Ryan Ripkowski
Financial AdvisorCRD 7182218
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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