Northern Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 45943
- Registered since
- February 16, 1999
Firm profile
FINTRXOverview
Northern Funds Distributors, LLC is organized as a limited liability company and functions as a fund distributor rather than an investment manager or capital allocator. The entity has been SEC-registered since 1999. Available records indicate it is not positioned as an advisory firm: it is not a multi-state adviser, not a pension consultant, and is not classified as a related adviser. The firm is also not identified as an active ESG investor. Ownership is recorded as a combination of a domestic entity and individuals. Further details about the firm’s business lines, advisory arrangements, fee schedules, client segments, or day-to-day activities were not provided in the source material.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 41
Tariq Akbar
ConsultantCRD 5245852

Jacqueline Lyons
Marketing ComplianceCRD 5291182

Ryan Ripkowski
Financial AdvisorCRD 7182218
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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