Northern Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
44
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
45943
Registered since
February 16, 1999

Firm profile

FINTRX

Overview

Northern Funds Distributors, LLC is organized as a limited liability company and is listed as an SEC-registered entity since 1999. The ownership is identified as a mix of a domestic entity and individuals. The firm's classification is recorded as unclassified within the dataset. The record marks the firm as not acting as a capital allocator and not participating as an active ESG investor. It is not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Specific disclosures for client base, fee arrangements, business activities, and advisory services are not recorded in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 42
  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • Anthony Purdue

    Anthony Purdue

    ETF SpecialistCRD 8088340

  • Stefanos Taousakis

    Stefanos Taousakis

    Compliance ConsultantCRD 6930896

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth