Northern Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 45943
- Registered since
- February 16, 1999
Firm profile
FINTRXOverview
Northern Funds Distributors, LLC is organized as a limited liability company and has been registered with the SEC since 1999. Ownership is listed as a domestic entity and individual. The firm is classified as “unclassified” in the available snapshot and is not identified as a capital allocator. It does not report being an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset does not supply granular descriptions of the firm’s client segments, fee schedules, specific business lines, or advisory services. Where detail is absent in the record, the firm has not provided further public-facing descriptions in this source.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 42
Wesley Driggers
Director of ComplianceCRD 6267059

Anthony Purdue
ETF SpecialistCRD 8088340

Stefanos Taousakis
Compliance ConsultantCRD 6930896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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