Foreside Fund Services, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
—
Advisory reps
1,324
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
46106
Registered since
January 7, 1999

Firm profile

FINTRX

Overview

Foreside Fund Services, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1999. FINTRX records identify the owner type as both a domestic entity and an individual, and it does not list the firm as a capital allocator. The dataset contains minimal operational detail: there are no entries for client base, fee structure, stated business activities, or specific advisory services. FINTRX also flags the firm as not being an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 52
  • Michael Stone

    Michael Stone

    Partner, Chief Investment OfficerCRD 5079106

  • Matthew Stolen

    Matthew Stolen

    Chief Compliance OfficerCRD 4953375

  • Scott Lindsay

    Scott Lindsay

    Chief Operations OfficerCRD 4959213

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Contacts

3 of 1272
  • Matthew Mailman

    Registered RepresentativeCRD 5683470

  • Dianna Parente

    Dianna Parente

    Vice PresidentCRD 5721197

  • Parker Thompson

    Parker Thompson

    Registered RepresentativeCRD 5755018

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth