Foreside Fund Services, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
1,300
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
46106
Registered since
January 7, 1999

Firm profile

FINTRX

Overview

Foreside Fund Services, LLC is organized as a limited liability company and has been SEC-registered since 1999. FINTRX classifies the firm as an investment bank rather than a traditional asset manager or wealth advisory firm. The snapshot indicates ownership ties to both domestic entities and individuals. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. The FINTRX profile leaves many typical advisory details (fee structure, specific advisory activities, client segments) blank, so the public footprint from this source is primarily structural and regulatory rather than descriptive of a client-facing investment strategy.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 54
  • Michael Stone

    Michael Stone

    Partner, Chief Investment OfficerCRD 5079106

  • Kyle Keary

    Investment CoordinatorCRD 8171038

  • David Pass

    David Pass

    Vice President, Chief Compliance OfficerCRD 1041996

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Contacts

3 of 1246
  • Christopher Bunzel

    Christopher Bunzel

    Managing DirectorCRD 5936153

  • Jorge Corro

    Jorge Corro

    Head of US OffshoreCRD 4456175

  • Nicole Mullen

    Nicole Mullen

    Registered RepresentativeCRD 8061657

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth