Foreside Funds Distributors LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
137
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
31334
Registered since
January 28, 1993

Firm profile

FINTRX

Overview

Foreside Funds Distributors LLC is structured as a limited liability company and operates as a fund distributor rather than an investment manager or adviser. The firm is registered with the SEC (registration year 1993) and reports ownership that includes a domestic entity and individual ownership. Its profile indicates it does not act as a capital allocator and is not set up as an advisory or multi-state advisory business. Available data flags several operational attributes: Foreside is not identified as an active ESG investor, is not a pension consultant, and is not listed as a related adviser. The firm’s core classification and regulatory standing point toward distribution, compliance, and intermediary services for funds rather than direct portfolio management or client-facing wealth advisory.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • John Power

    John Power

    Chief Operating OfficerCRD 1757520

  • Gregory Cox

    Gregory Cox

    Chief Financial OfficerCRD 6314524

  • Jennifer Brunner

    Jennifer Brunner

    Managing Director, Chief Compliance OfficerCRD 1137783

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Contacts

3 of 133
  • Robert Dick

    Robert Dick

    ConsultantCRD 5820373

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Sandra Holland

    Sandra Holland

    ConsultantCRD 5238372

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth