STERLING CAPITAL DISTRIBUTORS, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
86
Avg account
$0

Firm details

Headquarters
PORTLAND, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is a limited liability company that has been SEC-registered since 2000. The entity is listed as owned by a domestic entity and an individual and is classified in the snapshot as "unclassified." The firm's profile flags indicate it is not a capital allocator, is not active on ESG investing, is not a multi-state adviser, and does not operate as a pension consultant or related adviser. The dataset does not include descriptions of advisory activities, fee schedules, or a client base. Combined with the absence of reported advisory assets, the available information is consistent with an organization that functions outside the role of a traditional asset manager—for example, a distributor, product-support entity, or other non-advisory business—but the public record here does not provide definitive detail on its operating model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • CHARLES DURHAM

    Chief Compliance OfficerCRD 4645491

  • Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 83
  • MICHAEL GARD

    CRD 6681737

  • Thomas Jenne

    ConsultantCRD 5876213

  • Caitlin Romano

    Registered RepresentativeCRD 6938438

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PORTLAND, ME

CUMBERLAND

Location

PORTLAND, ME

Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth