Sterling Capital Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is organized as a limited liability company and is recorded in FINTRX as SEC-registered since 2000. The platform classifies the firm as a fund distributor rather than a capital allocator or an investment manager; FINTRX also indicates it is not a multi-state adviser and is not an active ESG investor. Ownership is listed as domestic entity/individual. The available data points emphasize distribution and intermediary activity rather than portfolio management or direct advisory services. Key fields such as advisory activities, fee structure, and client base are not populated in the source record, which aligns with the fund-distributor classification.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Charles Durham
Chief Compliance OfficerCRD 4645491

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 85
Michael Gard
Registered RepresentativeCRD 6681737

Thomas Jenne
ConsultantCRD 5876213

Caitlin Romano
Registered RepresentativeCRD 6938438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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