Sterling Capital Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is a limited liability company that has been SEC-registered since 2000. FINTRX identifies the ownership as a mix of a domestic entity and an individual and classifies the firm as "unclassified." The record provides minimal detail about the firm's business or advisory activities: client base, fee structure, and specific advisory services are not disclosed in the profile. FINTRX flags Sterling Capital Distributors, LLC as not a capital allocator and not an active ESG investor. The platform also lists the firm as not a multi-state adviser, and no related-adviser or pension-consultant designations are recorded.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Charles Durham
Chief Compliance OfficerCRD 4645491

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 85
Michael Gard
CRD 6681737

Thomas Jenne
ConsultantCRD 5876213

Caitlin Romano
Registered RepresentativeCRD 6938438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Perpetual Americas Funds Distributors, LLC
Broker-DealerPortland, ME
Foreside Global Services, LLC
Broker-DealerPortland, ME
Northern Funds Distributors, LLC
Broker-DealerPortland, ME
Funds Distributor, LLC
Broker-DealerPortland, ME
MGI Funds Distributors, LLC
Broker-DealerPortland, ME
Parnassus Funds Distributor, LLC
Broker-DealerPortland, ME