Sterling Capital Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
88
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is structured as a limited liability company and has been SEC-registered since 2000. The firm is classified as a fund distributor rather than an asset manager or allocator; its profile explicitly indicates it does not act as a capital allocator. Ownership is recorded as a combination of a domestic entity and individual ownership. Public disclosures for fee schedules, client types, specific business lines, and advisory activities are either not provided or not applicable in the source data. The firm is not identified as an active ESG investor and is not described as a multi-state adviser, pension consultant, or related adviser in the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Charles Durham

    Charles Durham

    Chief Compliance OfficerCRD 4645491

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 86
  • Robert Dick

    Robert Dick

    ConsultantCRD 5820373

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Sandra Holland

    Sandra Holland

    ConsultantCRD 5238372

Unlock 83 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth