Sterling Capital Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is organized as a limited liability company and has been SEC-registered since 2000. Public snapshot fields classify the firm as "unclassified" and identify the owner type as a domestic entity and individual. Available disclosures flag the firm as not being a multi-state adviser and not newly formed. There is minimal public detail on the firm’s advisory scope, client segments, or fee arrangements.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Charles Durham
Chief Compliance OfficerCRD 4645491

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 86
Michael Gard
CRD 6681737

Thomas Jenne
ConsultantCRD 5876213

Caitlin Romano
Registered RepresentativeCRD 6938438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Quasar Distributors, LLC
Broker-DealerPortland, ME
MGI Funds Distributors, LLC
Broker-DealerPortland, ME
Foreside Fund Services, LLC
Broker-DealerPortland, ME
Northern Funds Distributors, LLC
Broker-DealerPortland, ME
Foreside Funds Distributors LLC
Broker-DealerPortland, ME
Foreside Distribution Services, L.P.
Broker-DealerPortland, ME