Sterling Capital Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is structured as a limited liability company and has been SEC-registered since 2000. The firm is classified as a fund distributor rather than an asset manager or allocator; its profile explicitly indicates it does not act as a capital allocator. Ownership is recorded as a combination of a domestic entity and individual ownership. Public disclosures for fee schedules, client types, specific business lines, and advisory activities are either not provided or not applicable in the source data. The firm is not identified as an active ESG investor and is not described as a multi-state adviser, pension consultant, or related adviser in the available record.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Charles Durham
Chief Compliance OfficerCRD 4645491

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 86
Robert Dick
ConsultantCRD 5820373

Thomas Jenne
ConsultantCRD 5876213

Sandra Holland
ConsultantCRD 5238372
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
MGI Funds Distributors, LLC
Broker-DealerPortland, ME
Foreside Fund Services, LLC
Broker-DealerPortland, ME
Parnassus Funds Distributor, LLC
Broker-DealerPortland, ME
Distribution Services, LLC
Broker-DealerPortland, ME
Northern Funds Distributors, LLC
Broker-DealerPortland, ME
Imst Distributors, LLC
Broker-DealerPortland, ME