Sterling Capital Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
87
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is organized as a limited liability company and registered with the SEC since 2000. It is classified as a fund distributor rather than an investment manager or capital allocator, and its ownership is described as a mix of a domestic entity and individual owners. The firm does not report acting as a multi-state adviser, a pension consultant, or a related adviser, and it is not identified as an active ESG investor. Given its classification and the “Capital Allocator: No” flag, the firm’s primary role appears to be distribution and placement of investment products rather than providing portfolio management or discretionary advisory services directly to retail or institutional clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Charles Durham

    Charles Durham

    Chief Compliance OfficerCRD 4645491

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 85
  • Robert Dick

    Robert Dick

    ConsultantCRD 5820373

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth