STERLING CAPITAL DISTRIBUTORS, LLC
Firm details
- Headquarters
- PORTLAND, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is a limited liability company that has been SEC-registered since 2000. The entity is listed as owned by a domestic entity and an individual and is classified in the snapshot as "unclassified." The firm's profile flags indicate it is not a capital allocator, is not active on ESG investing, is not a multi-state adviser, and does not operate as a pension consultant or related adviser. The dataset does not include descriptions of advisory activities, fee schedules, or a client base. Combined with the absence of reported advisory assets, the available information is consistent with an organization that functions outside the role of a traditional asset manager—for example, a distributor, product-support entity, or other non-advisory business—but the public record here does not provide definitive detail on its operating model.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3CHARLES DURHAM
Chief Compliance OfficerCRD 4645491
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 83MICHAEL GARD
CRD 6681737
Thomas Jenne
ConsultantCRD 5876213
Caitlin Romano
Registered RepresentativeCRD 6938438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PORTLAND, ME
CUMBERLAND
Location
PORTLAND, ME
Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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