Sterling Capital Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is organized as a limited liability company and registered with the SEC since 2000. It is classified as a fund distributor rather than an investment manager or capital allocator, and its ownership is described as a mix of a domestic entity and individual owners. The firm does not report acting as a multi-state adviser, a pension consultant, or a related adviser, and it is not identified as an active ESG investor. Given its classification and the “Capital Allocator: No” flag, the firm’s primary role appears to be distribution and placement of investment products rather than providing portfolio management or discretionary advisory services directly to retail or institutional clients.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Charles Durham
Chief Compliance OfficerCRD 4645491

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 85
Robert Dick
ConsultantCRD 5820373

Thomas Jenne
ConsultantCRD 5876213

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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