Sterling Capital Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
88
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is a limited liability company that has been SEC-registered since 2000. FINTRX identifies the ownership as a mix of a domestic entity and an individual and classifies the firm as "unclassified." The record provides minimal detail about the firm's business or advisory activities: client base, fee structure, and specific advisory services are not disclosed in the profile. FINTRX flags Sterling Capital Distributors, LLC as not a capital allocator and not an active ESG investor. The platform also lists the firm as not a multi-state adviser, and no related-adviser or pension-consultant designations are recorded.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Charles Durham

    Charles Durham

    Chief Compliance OfficerCRD 4645491

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 85
  • Michael Gard

    Michael Gard

    CRD 6681737

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Caitlin Romano

    Caitlin Romano

    Registered RepresentativeCRD 6938438

Unlock 82 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth