Distribution Services, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
90
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and has been SEC-registered since 1990. The firm is classified as a fund distributor rather than an investment manager: it does not act as a capital allocator and is not set up as a multi-state advisory firm. The public profile indicates the firm does not identify as an active ESG investor, is not a pension consultant, and is not listed as a related adviser. Owner type is recorded as a combination of a domestic entity and an individual.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Lisa Zhu

    Lisa Zhu

    Chief Compliance Officer & DirectorCRD 7048352

  • Ali Meli

    Ali Meli

    CIO, FounderCRD 4835788

Unlock 3 more executives

Contacts

3 of 84
  • Kaitlyn Dowling

    Kaitlyn Dowling

    Internal Advisor ConsultantCRD 5977003

  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • Jonathan Cusa

    Jonathan Cusa

    Senior Vice PresidentCRD 2974265

Unlock 81 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

Similar firms