Distribution Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
92
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is structured as a limited liability company that operates as a fund distributor rather than a portfolio manager or capital allocator. The firm is owned through a combination of a domestic entity and individual ownership. Public disclosures indicate it does not position itself as an investment adviser, pension consultant, or related adviser, and it is not identified as an active ESG investor. The FINTRX snapshot provides limited descriptive detail about day-to-day business lines or advisory offerings. The available attributes point to a firm focused on distribution activities rather than on direct asset management or advisory relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Deborah Djeu

    Deborah Djeu

    General Counsel & Chief Compliance OfficerCRD 2530202

  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

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Contacts

3 of 87
  • Patrick Dillon

    Patrick Dillon

    VP, Investor RelationsCRD 5791223

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

  • Christopher Pieretti

    Investment AdvisorCRD 4292362

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth