Distribution Services, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
87
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and has been registered with the SEC since 1990. Publicly available profile fields classify the firm as "Unclassified" and list ownership as a combination of a domestic entity and an individual. The firm does not present itself as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser in the dataset. Disclosure of the firm's business lines, fee schedules, client segments, and specific advisory activities is minimal in the source data, so there is little publicly reported detail about the services or target client types Distribution Services, LLC provides.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Lisa Zhu

    Lisa Zhu

    Chief Compliance Officer & DirectorCRD 7048352

  • Ali Meli

    Ali Meli

    CIO, FounderCRD 4835788

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

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Contacts

3 of 82
  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • Jonathan Cusa

    Jonathan Cusa

    Senior Vice PresidentCRD 2974265

  • Anthony Purdue

    Anthony Purdue

    ETF SpecialistCRD 8088340

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth