Distribution Services, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 25938
- Registered since
- January 31, 1990
- Website
- www.umb.com
Firm profile
FINTRXOverview
Distribution Services, LLC is organized as a limited liability company and is registered with the SEC since 1990. The firm is classified as a fund distributor rather than a capital allocator, and ownership is recorded as involving a domestic entity and an individual. Regulatory and firm-level flags in the snapshot indicate it does not operate as a multi-state adviser, is not newly formed, and does not position itself as a pension consultant or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Deborah Djeu
General Counsel & Chief Compliance OfficerCRD 2530202

Gordon Taylor
Chief Compliance OfficerCRD 2990648

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 86
Patrick Dillon
VP, Investor RelationsCRD 5791223

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Christopher Pieretti
Investment AdvisorCRD 4292362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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