Distribution Services, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
—
Advisory reps
91
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and is registered with the SEC since 1990. The firm is classified as a fund distributor rather than a capital allocator, and ownership is recorded as involving a domestic entity and an individual. Regulatory and firm-level flags in the snapshot indicate it does not operate as a multi-state adviser, is not newly formed, and does not position itself as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Deborah Djeu

    Deborah Djeu

    General Counsel & Chief Compliance OfficerCRD 2530202

  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

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Contacts

3 of 86
  • Patrick Dillon

    Patrick Dillon

    VP, Investor RelationsCRD 5791223

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

  • Christopher Pieretti

    Investment AdvisorCRD 4292362

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth