Distribution Services, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 25938
- Registered since
- January 31, 1990
- Website
- www.umb.com
Firm profile
FINTRXOverview
Distribution Services, LLC is organized as a limited liability company and has been SEC-registered since 1990. The firm is classified as a fund distributor rather than an investment manager: it does not act as a capital allocator and is not set up as a multi-state advisory firm. The public profile indicates the firm does not identify as an active ESG investor, is not a pension consultant, and is not listed as a related adviser. Owner type is recorded as a combination of a domestic entity and an individual.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6
Gordon Taylor
Chief Compliance OfficerCRD 2990648

Lisa Zhu
Chief Compliance Officer & DirectorCRD 7048352

Ali Meli
CIO, FounderCRD 4835788
Contacts
3 of 84
Kaitlyn Dowling
Internal Advisor ConsultantCRD 5977003

Wesley Driggers
Director of ComplianceCRD 6267059

Jonathan Cusa
Senior Vice PresidentCRD 2974265
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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