DISTRIBUTION SERVICES, LLC

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
85
Avg account
$0

Firm details

Headquarters
PORTLAND, Maine
CRD number
25938
Registered since
January 31, 1990

Firm profile

FINTRX

Overview

Distribution Services, LLC is organized as a limited liability company and is shown as SEC-registered since 1990. Ownership is recorded as a combination of a domestic entity and individuals. The firm’s regulatory classification in the source data is “unclassified.” The dataset identifies several negative flags rather than active specialties: Distribution Services is not recorded as a capital allocator, is not an active ESG investor, and is not listed as a pension consultant or related adviser. It is also marked as not being a multi-state adviser and not newly formed. The firm did not supply descriptive details about its business activities, advisory services, fee schedules, or client segments in the provided dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Lisa Zhu

    Chief Compliance Officer & DirectorCRD 7048352

  • ALI MELI

    CIO, FounderCRD 4835788

  • Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

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Contacts

3 of 80
  • Wesley Driggers

    Director of ComplianceCRD 6267059

  • JONATHAN CUSA

    Senior Vice PresidentCRD 2974265

  • ANTHONY PURDUE

    ETF SpecialistCRD 8088340

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PORTLAND, ME

CUMBERLAND

Location

PORTLAND, ME

Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth