MGI Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 35682
- Registered since
- May 4, 1994
- Website
- www.mginvestment.com
Firm profile
FINTRXOverview
MGI Funds Distributors, LLC is organized as a limited liability company that first registered with the SEC in 1994. The firm is identified in the dataset as having a domestic entity/individual ownership structure and is categorized as "unclassified" for its business type. The record marks the firm as not acting as a capital allocator and not engaging as an active ESG investor. Additional flags in the dataset indicate it is not a multi-state adviser, not newly formed, not a pension consultant, and not listed as a related adviser. Taken together, the available descriptors point to an entity that is structured for fund distribution or intermediary activities rather than operating as a traditional asset-management firm with disclosed advisory mandates. The dataset does not provide discrete items such as advisory services offered, fee schedules, client segments, or specific business lines.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Thomas Wamsley
Chief Compliance OfficerCRD 2608849

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 99
Wesley Driggers
Director of ComplianceCRD 6267059
David Frederick
PrincipalCRD 5412962
Joseph Delude
Registered RepresentativeCRD 1979746
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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