MGI FUNDS DISTRIBUTORS, LLC

Broker-DealerFINRA MemberEst. 1994

Total AUM

—

Advisory reps

101

Avg account

Firm details

Headquarters: PORTLAND, Maine
CRD number: 35682
Registered since: May 4, 1994
Website: www.mginvestment.com

Firm profile

FINTRX

Overview

MGI Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 1994. FINTRX classifies the firm as "Unclassified" and lists its owner type as a domestic entity/individual. The public record in FINTRX gives limited detail on the firm’s client-facing or portfolio-management activities. The dataset flags several firm characteristics: it is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or related adviser. Those tags point to a narrow set of regulatory or investment roles recorded in the database rather than an expansive advisory footprint.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

THOMAS WAMSLEY
Chief Compliance OfficerCRD 2608849
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785