MGI Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 35682
- Registered since
- May 4, 1994
- Website
- www.mginvestment.com
Firm profile
FINTRXOverview
MGI Funds Distributors, LLC is organized as a limited liability company that operates as a fund distributor rather than as an investment manager or capital allocator. The firm has been SEC-registered since 1994. Ownership is listed as a mix of a domestic entity and an individual. Available records indicate the firm does not function as a multi-state registered adviser, is not classified as a pension consultant, and does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Thomas Wamsley
Chief Compliance OfficerCRD 2608849
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 98
Tariq Akbar
ConsultantCRD 5245852
Jacqueline Lyons
Marketing ComplianceCRD 5291182
Lori Hall
Registered RepresentativeCRD 3234835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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