MGI Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1994

Total AUM

—

Advisory reps

103

Avg account

Firm details

Headquarters: Portland, Maine
CRD number: 35682
Registered since: May 4, 1994
Website: www.mginvestment.com

Firm profile

FINTRX

Overview

MGI Funds Distributors, LLC operates as a fund distribution firm organized as a limited liability company and has been SEC-registered since 1994. The firm’s profile in FINTRX classifies it primarily as a distributor rather than an asset manager or capital allocator. The record indicates no advisory activities, no designation as a pension consultant or related adviser, and it is not identified as an active ESG investor. FINTRX also notes that the firm did not provide additional detail about its business activities or affiliations.

Assets & Accounts

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

Thomas Wamsley
Chief Compliance OfficerCRD 2608849
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785