MGI Funds Distributors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
102
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
35682
Registered since
May 4, 1994

Firm profile

FINTRX

Overview

MGI Funds Distributors, LLC is organized as a limited liability company and is classified as a fund distributor. The firm’s profile in the dataset emphasizes distribution activity rather than investment management: it is identified as a non–capital allocator and is not described as performing advisory or pension consulting functions. The record also indicates the firm is not positioned as an active ESG investor. The source material provides limited detail about client types, fee arrangements, specific business lines or product shelf, and no descriptions of portfolio construction or target investor segments. That makes it difficult to assess whether MGI focuses on retail intermediary channels, institutional platforms, sub‑advisory relationships, or direct retail distribution; the available attributes point mostly to a distribution role rather than hands‑on asset management.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Thomas Wamsley

    Chief Compliance OfficerCRD 2608849

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 100
  • Tariq Akbar

    Tariq Akbar

    ConsultantCRD 5245852

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

  • Lori Hall

    Registered RepresentativeCRD 3234835

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth