MGI Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
103
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
35682
Registered since
May 4, 1994

Firm profile

FINTRX

Overview

MGI Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 1994. The firm's ownership is recorded as a mix of a domestic entity and an individual. The dataset classifies the firm as "Unclassified" and does not list it as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Public disclosures in the snapshot provide no detail on fee schedules, specific advisory services, or client segments. Notably, the record does not flag MGI Funds Distributors, LLC as a multi-state adviser, even though office-location data indicate a multi-state footprint.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Thomas Wamsley

    Chief Compliance OfficerCRD 2608849

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 100
  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • David Frederick

    PrincipalCRD 5412962

  • Joseph Delude

    Registered RepresentativeCRD 1979746

Unlock 97 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth