SHOPOFF SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
142866
Registered since
May 29, 2007

Firm profile

FINTRX

Overview

Shopoff Securities, Inc. is organized as a corporation and appears in SEC records dating back to 2007. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as unclassified in the dataset and is not identified as a capital allocator. It is not listed as an active ESG investor, nor as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Publicly available entries for the firm contain limited operational detail: the dataset does not disclose the firm’s advisory activities, client segments, fee structure, or specific business lines. That lack of disclosure makes it difficult to characterize the firm’s client focus or service model beyond its corporate registration and the status flags noted above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • WILLIAM SHOPOFF

    President, CEOCRD 1273471

Contacts

3 of 7
  • URSZULA SZYMANSKI

    Compliance DirectorCRD 5238328

  • IVANA SHUMBERG

    FinOpCRD 3167225

  • Jon Eastman

    Senior Vice PresidentCRD 1085470

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
18565 Jamboree Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth