SEQUENT PLANNING, LLC
Firm details
- Headquarters
- OMAHA, Nebraska
- CRD number
- 160381
- Registered since
- September 10, 2018
- Website
- www.sequentplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.28%
- HNWI13.72%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sequent Planning, LLC is an independent registered investment adviser organized as an LLC and in operation since 2018. The firm serves individual and family clients and positions itself as a capital allocator that mixes financial planning, portfolio management for individuals and small businesses, and educational outreach such as newsletters and workshops. Its fee arrangements include asset-based fees, hourly charges and fixed fees. Sequent lists pension consulting services among its advisory activities and also provides selection-of-other-advisers services. The firm is not an ESG-focused investor according to its disclosures. It reports relationships with other investment advisers and an insurance company as industry affiliations and uses third-party managers for portions of its alternative investment program.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities12%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 5DENNIS ZADERAKA
Chief Compliance OfficerCRD 706589
Andrea Butler
Chief Compliance OfficerCRD 5065433
ROGER MALCOLM
President, CEOCRD 3002268
Contacts
3 of 90DAVID SWIDERSKI
Registered RepresentativeCRD 4167812
DANIEL ZEIGER
Investment Advisor RepresentativeCRD 4434418
JERRY JOHNSON
Investment Advisor RepresentativeCRD 1123678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 249Active vs passive
$455M in ETFs
59%
$269M
37%
$186M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $29M | 291,946 | 6.37% |
Location
OMAHA, NE
DOUGLAS
Location
OMAHA, NE
Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- DOUGLAS
- Address
- 8420 W Dodge Rd
- Time zone
- CT (UTC-6)
- Office locations
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