PRAIRIE WEALTH ADVISORS, INC.

RIASEC RegisteredEst. 2012
Total AUM
$558M
Discretionary
$476M
85% of AUM
Avg account
$1.4M
Accounts
389
Employees
11
Advisory reps
9

Firm details

Headquarters
OMAHA, Nebraska
CRD number
165266
Registered since
September 21, 2012
Website
www.prairiewealthadvisors.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI79.72%
  • Individuals11.51%
  • Corporations / Businesses8.35%
  • Charitable Organizations0.42%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Prairie Wealth Advisors, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 2012. The firm is individually owned and serves both individual & family and institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly, fixed-fee and other fee structures. Primary advisory services disclosed are financial planning, portfolio management for individuals/small businesses and for pooled investment vehicles, and pension consulting. Prairie Wealth Advisors does not identify as an active ESG investor and is not listed as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 35%, Other 25%, Public Funds/Mutual Funds 22%, Private Funds 7%, Cash & Cash Equivalents 5%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%35%
  • Exchange Traded Equities35%
  • Other25%
  • Public Funds/Mutual Funds22%
  • Private Funds7%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2

  • Aaron Homan

    Business Development CoordinatorCRD 6333812

  • JOSHUA VANDENBERG

    Chief Compliance OfficerCRD 5322572

Contacts

3 of 7

  • BROOKE WIMES

    Director of Client ServicesCRD 4999774

  • Jon McGrew

    Vice President, Financial AdvisorCRD 7406091

  • Vicky Hundt

    DirectorCRD 6626108

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 70

Active vs passive

$82.6M in ETFs

Passive

71%

$58.8M

Active

28%

$23.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$17.5M021.15%
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Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
10250 Regency Cir
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth