Westchester Capital Management Inc
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 110961
- Registered since
- December 19, 1986
- Website
- www.westchestercapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.74%
- Individuals10.12%
- Corporations / Businesses4.78%
- Pension & Profit Sharing Plans4.33%
- Charitable Organizations0.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Westchester Capital Management Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1986. The firm primarily manages portfolios on a fee basis (percentage of AUM) for both individual and family clients as well as institutional and business accounts. Its stated advisory activities focus on portfolio management for individuals/small businesses and for businesses or institutions. Westchester does not identify as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents13%
- US Government Bonds1%
- State & Local Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
2 of 2
Donna Erickson-nelson
Executive Vice President & Chief Operating OfficerCRD 2992112
Cindy Christensen
President, CEOCRD 2585833
Contacts
1 of 1
Maximilian Vogt
Vice President, ResearchCRD 6738214
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$3.7M in ETFs
100%
$3.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $2.2M | 2,896 | 58.15% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 801 N 96th St
- Time zone
- CT (UTC-6)
- Office locations
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