Westchester Capital Management Inc
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 110961
- Registered since
- December 19, 1986
- Website
- www.westchestercapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.52%
- Individuals11.68%
- Corporations / Businesses5.44%
- Pension & Profit Sharing Plans4.3%
- Charitable Organizations0.05%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Westchester Capital Management Inc. is a corporation registered with the SEC since 1986 that provides discretionary portfolio management to both individual/family clients and institutional or business clients. The firm charges fees based on a percentage of assets under management and focuses its advisory work on portfolio management for individuals, small businesses, and institutions. It does not market itself as an ESG investor and is not identified as a multi-state adviser. Westchester uses third-party managers for alternative strategies rather than acting as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents13%
- US Government Bonds1%
- State & Local Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
2 of 2
Cindy Christensen
President, CEOCRD 2585833
Donna Erickson-nelson
Executive Vice President & Chief Operating OfficerCRD 2992112
Contacts
1 of 1
Maximilian Vogt
Vice President, ResearchCRD 6738214
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$3.7M in ETFs
100%
$3.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $2.2M | 2,896 | 58.15% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 801 N 96th St
- Time zone
- CT (UTC-6)
- Office locations
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