SMART WEALTH, LLC
Firm details
- Headquarters
- OMAHA, Nebraska
- CRD number
- 315496
- Registered since
- September 23, 2021
- Website
- retiresmartnow.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI56.07%
- Individuals38.22%
- Investment Companies5.28%
- Corporations / Businesses0.26%
- Insurance Companies0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Smart Wealth, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is owned by an individual and positions itself as a capital allocator serving both individual & family and institutional clients. Its advisory services include financial planning, portfolio management for individuals/small businesses and for investment companies, selection of other advisers, and educational publications and seminars. The firm also engages in other financial-product sales activities and lists affiliations with other investment advisers, accounting professionals, and insurance companies. Smart Wealth does not identify as an active ESG investor and reports a single-state footprint.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- US Government Bonds5%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2LOUIS BROOKS
Chief Compliance OfficerCRD 7642326
DAVID BROOKS
Founder, President, CEOCRD 4000767
Contacts
3 of 17Jon Murray
Financial AdvisorCRD 8100893
SCOTT AREHART
Co-OwnerCRD 7726809
Treshon Ingram
Financial AdvisorCRD 7264764
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 146Active vs passive
$298M in ETFs
40%
$118M
40%
$179M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ULTRA SHORT GOVERNMENT ACTIVE EXCHANGE-TRADED FUND (BILZ) | PIMCO | Active | Ultrashort Bond | $15.4M | 152,564 | 5.18% |
Location
OMAHA, NE
DOUGLAS
Location
OMAHA, NE
Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- DOUGLAS
- Address
- 13815 Fnb Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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