Smart Wealth, LLC

RIASEC RegisteredEst. 2021

Total AUM

$686M

Discretionary

$668M

97% of AUM

Avg account

$188K

Accounts

3,660

Employees

Advisory reps

Firm details

Headquarters: Omaha, Nebraska
CRD number: 315496
Registered since: September 23, 2021
Website: retiresmartnow.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI51.65%
Individuals35.21%
Investment Companies12.74%
Corporations / Businesses0.24%
Insurance Companies0.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Smart Wealth, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm operates as a capital allocator serving individual and family clients as well as institutional accounts. Its fee arrangements include percentage-of-AUM billing alongside fixed and other fee structures. Commercial activities beyond traditional advice include other financial product sales, and its advisory services encompass financial planning, portfolio management for individuals/small businesses and for investment companies, selection of third‑party advisers, publication of periodicals/newsletters, and educational seminars and workshops. The firm does not identify as an active ESG investor and is not a multi-state or pension consultant adviser.