Richard Brothers Securities

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
South Portland, Maine
CRD number
105285
Registered since
April 30, 2001

Firm profile

FINTRX

Overview

Richard Brothers Securities is organized as a limited liability company and has been SEC-registered since 2001. The firm is owned by an individual and is categorized as unclassified in the dataset. The profile contains minimal business detail: it is not identified as a multi-state adviser or a newly formed adviser, and it is not listed as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Neal Richard

    Neal Richard

    Principal & COOCRD 2229267

Contacts

3 of 5
  • Laura Linscott

    Laura Linscott

    Relationship ManagerCRD 6206413

  • Zachary Lauzon

    Zachary Lauzon

    Director of Client RelationsCRD 5954185

  • Randall Richard

    Randall Richard

    PresidentCRD 1800517

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

South Portland, ME

Cumberland

Location

South Portland, ME

Headquartered in South Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
50 Donald B Dean Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth