RICHARD BROTHERS SECURITIES

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
SOUTH PORTLAND, Maine
CRD number
105285
Registered since
April 30, 2001

Firm profile

FINTRX

Overview

Richard Brothers Securities is organized as a limited liability company and has been registered with the SEC since 2001. The firm is owned by an individual and is categorized as unclassified in the available data. The record indicates the firm is not a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state or newly formed adviser; it also does not report pension consulting or related-adviser status. The firm has not provided detail on its fee arrangements, core advisory activities, client segmentation, or specific business lines in the data supplied. Activities and affiliations were not disclosed in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • NEAL RICHARD

    Principal & COOCRD 2229267

Contacts

3 of 6
  • LAURA LINSCOTT

    Relationship ManagerCRD 6206413

  • RANDALL RICHARD

    PresidentCRD 1800517

  • OYBEK TURSKY

    Client Service AssociateCRD 7862891

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SOUTH PORTLAND, ME

CUMBERLAND

Location

SOUTH PORTLAND, ME

Headquartered in SOUTH PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
50 Donald B Dean Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth