RBA Wealth Management, LLC

RIASEC Registered

Total AUM

$452M

Discretionary

$422M

93% of AUM

Avg account

$386K

Accounts

1,170

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 291029
Registered since: December 20, 2017
Website: rba-wealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI51.08%
Individuals44.24%
Pension & Profit Sharing Plans4.51%
Charitable Organizations0.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

RBA Wealth Management, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (initial registration in 2017) and is owned by an individual principal. It serves both individual and family clients as well as institutional clients, delivering financial planning and discretionary portfolio management alongside pension consulting for businesses or institutions. Its fee model combines percentage-of-AUM billing with fixed fees. The firm reports advisory activities that include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. RBA Wealth Management maintains business relationships with a broker-dealer and an insurance company. The firm does not identify as an active ESG investor and is not structured as a multi-state or capital-allocating adviser.