ENGAGED CAPITAL

RIASEC RegisteredEst. 2012
Total AUM
$432M
Discretionary
$432M
100% of AUM
Avg account
$54M
Accounts
8
Employees
11
Advisory reps
7

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
161251
Registered since
September 25, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Engaged Capital is a U.S.-based limited liability company that operates as a multifaceted fund manager with hedge fund and private equity strategies. The firm is SEC-registered since 2012 and serves an institutional client base. Its business mix includes portfolio management for pooled investment vehicles and roles consistent with CPO/CTA activity. Fee arrangements combine a percentage-of-assets component with performance-based fees. Engaged Capital reports being an active ESG investor and is not structured primarily as a third-party capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Andrew jung

    Chief Financial OfficerCRD 7356565

  • GLENN WELLING

    Principal and Chief Investment OfficerCRD 4577951

  • RICHARD SPECTOR

    Chief Operating OfficerCRD 2304949

Contacts

3 of 4
  • CARL PAULSEN

    Director Of Risk ManagementCRD 8221596

  • BLAKE ZACHARIAS

    PartnerCRD 8221600

  • KENNETH KEMPF

    Senior AnalystCRD 5004741

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
610 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth