Pavion Blue Capital, LLC

RIASEC Registered
Total AUM
$444M
Discretionary
$417M
94% of AUM
Avg account
$852K
Accounts
521
Employees
4
Advisory reps
2

Firm details

Headquarters
Newport Beach, California
CRD number
301968
Registered since
August 16, 2019
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI92.15%
  • Corporations / Businesses4.08%
  • Pension & Profit Sharing Plans2.33%
  • Individuals0.75%
  • Charitable Organizations0.68%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pavion Blue Capital, LLC is an independent, owner-operated registered investment adviser that registered with the SEC in 2019. The firm charges clients a percentage-of-AUM fee and provides discretionary portfolio management for both individual/family clients and institutions, including small businesses. Its stated advisory focus is traditional portfolio management rather than pension consulting or ESG-driven mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Cash & Cash Equivalents 22%, US Government Bonds 11%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%, Derivatives 1%, Other 1%62%
  • Exchange Traded Equities62%
  • Cash & Cash Equivalents22%
  • US Government Bonds11%
  • Public Funds/Mutual Funds4%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$10.3M in ETFs

Passive

100%

$10.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$3.9M5,07737.65%
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Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
23 Corporate Plaza Dr
Time zone
PT (UTC-8)
Office locations

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