Pavion Blue Capital, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 301968
- Registered since
- August 16, 2019
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.15%
- Corporations / Businesses4.08%
- Pension & Profit Sharing Plans2.33%
- Individuals0.75%
- Charitable Organizations0.68%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pavion Blue Capital, LLC is an independent registered investment adviser formed in 2019 and organized as an LLC. The firm is individually owned and charges clients on a percentage-of-assets-under-management basis. Its client mix combines high-net-worth individuals and families with institutional and business accounts. Primary advisory services are discretionary portfolio management for individuals and small businesses and separately for businesses or institutional clients. The firm does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Cash & Cash Equivalents22%
- US Government Bonds11%
- Public Funds/Mutual Funds4%
- State & Local Bonds1%
Contacts
2 of 2
Eric Wong
Founder & Financial AdvisorCRD 1743789
James Oghigian
Financial AdvisorCRD 2658393
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$9.8M in ETFs
100%
$9.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $3.8M | 5,051 | 38.39% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 23 Corporate Plaza Dr
- Time zone
- PT (UTC-8)
- Office locations
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