Flatrock Wealth Partners LLC

RIASEC Registered
Total AUM
$418M
Discretionary
$397M
95% of AUM
Avg account
$953K
Accounts
438
Employees
4
Advisory reps
3

Firm details

Headquarters
Newport Beach, California
CRD number
321777
Registered since
August 26, 2024
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Flatrock Wealth Partners LLC is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (2024) and operates as a capital allocator to individual and family clients, charging fees based on a percentage of assets under management. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm reports it is not an active ESG investor, and it does not identify itself as a multi-state or pension consulting adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 29%, State & Local Bonds 8%, Private Funds 8%, US Government Bonds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities29%
  • State & Local Bonds8%
  • Private Funds8%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
1301 Dove St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth