FLATROCK WEALTH PARTNERS LLC

RIASEC RegisteredEst. 2024
Total AUM
$418M
Discretionary
$397M
95% of AUM
Avg account
$953K
Accounts
438
Employees
5
Advisory reps
2

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
321777
Registered since
August 26, 2024
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Flatrock Wealth Partners LLC is an independent, individual-owned RIA organized as an LLC and registered with the SEC in 2024. The firm serves individual and family clients and bills on a percentage-of-AUM basis. Its advisory remit centers on financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Flatrock identifies itself as a capital allocator and does not present as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 29%, State & Local Bonds 8%, Private Funds 8%, US Government Bonds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities29%
  • State & Local Bonds8%
  • Private Funds8%
  • US Government Bonds1%

Contacts

2 of 2
  • John West

    Managing Partner & Co-FounderCRD 2967088

  • KEVIN WINTERS

    Managing Partner & Co-FounderCRD 3277677

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
1301 Dove St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth