Ducere Wealth Management

RIASEC Registered
Total AUM
$504M
Discretionary
$496M
98% of AUM
Avg account
$1.1M
Accounts
478
Employees
11
Advisory reps
8

Firm details

Headquarters
Newport Beach, California
CRD number
337471
Registered since
August 1, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI78.85%
  • Individuals18.64%
  • Charitable Organizations2.51%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ducere Wealth Management is an independent, individual-owned registered investment adviser organized as an LLC. The firm registered with the SEC in 2025 and operates primarily for individual and family clients on a percentage-of-assets fee model. Their advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection — they act as a capital allocator who places client capital with third‑party managers. The firm identifies as an active ESG investor and incorporates environmental, social, and governance considerations into its investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Public Funds/Mutual Funds 19%, Private Funds 9%, US Government Bonds 7%, Cash & Cash Equivalents 5%, State & Local Bonds 2%58%
  • Exchange Traded Equities58%
  • Public Funds/Mutual Funds19%
  • Private Funds9%
  • US Government Bonds7%
  • Cash & Cash Equivalents5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$196M in ETFs

Passive

49%

$96.6M

Active

37%

$99.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$27.4M36,52713.94%

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
1401 Dove St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth