DUCERE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2025
Total AUM
$504M
Discretionary
$496M
98% of AUM
Avg account
$1.1M
Accounts
478
Employees
11
Advisory reps
8

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
337471
Registered since
August 1, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI78.85%
  • Individuals18.64%
  • Charitable Organizations2.51%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ducere Wealth Management is an independent, SEC-registered registered investment adviser organized as an LLC and majority-owned by an individual. The firm focuses on serving individuals and families through fee-based portfolio management and financial planning, and it also acts as a capital allocator by selecting third-party managers on behalf of clients. Its advisory scope explicitly includes portfolio management for individuals and small businesses, financial planning, and the selection of other advisers. The firm reports using a percentage-of-AUM fee model and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Public Funds/Mutual Funds 19%, Private Funds 9%, US Government Bonds 7%, Cash & Cash Equivalents 5%, State & Local Bonds 2%58%
  • Exchange Traded Equities58%
  • Public Funds/Mutual Funds19%
  • Private Funds9%
  • US Government Bonds7%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • MATTHEW ROTHCHILD

    Chief Compliance OfficerCRD 5143603

  • ZANE KELLER

    Chief Executive OfficerCRD 7551104

Contacts

3 of 6
  • ULRICH KELLER

    ChairmanCRD 1127298

  • Alexis Miranda

    Wealth AdvisorCRD 7796311

  • CODY COLUMNA

    Investment Advisor RepresentativeCRD 7631202

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$154M in ETFs

Passive

57%

$88.3M

Active

30%

$65.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$20.2M30,99113.13%

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
1401 Dove St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth