QUARTZ PARTNERS INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2015
Total AUM
$398M
Discretionary
$349M
88% of AUM
Avg account
$312K
Accounts
1,277
Employees
26
Advisory reps
28

Firm details

Headquarters
SARATOGA SPRINGS, New York
CRD number
174327
Registered since
January 20, 2015
Website
www.quartzpartners.com
Custodians
RBC CAPITAL MARKETS, LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI45.56%
  • Individuals44.83%
  • Pension & Profit Sharing Plans7.75%
  • Other Investment Advisers1.63%
  • Corporations / Businesses0.24%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Quartz Partners Investment Management is a privately held limited liability company that has been SEC-registered since 2015. The firm advises both individual and family clients as well as institutional accounts, charging a mix of percentage-of-AUM and fixed fees. Its core advisory services include financial planning, portfolio management for individuals, small businesses and institutional clients, and pension consulting. Quartz identifies itself as an active ESG investor and lists affiliations with a broker-dealer, another investment adviser, and an insurance company. The ownership structure is a combination of a domestic entity and individual ownership. The firm is not classified as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 32%, Cash & Cash Equivalents 13%, Private Funds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents13%
  • Private Funds1%

Owners & executives

3 of 4

  • JOSEPH LEO

    Chief Executive OfficerCRD 4988004

  • JOSHUA GILBERT

    Chief Compliance OfficerCRD 6578136

  • JOSEPH ARENA

    Co-Founder and Chief Investment OfficerCRD 4997368

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Contacts

3 of 24

  • MARK CAMERON

    Investment Advisor RepresentativeCRD 3089057

  • MATTHEW NIGG

    Investment Advisor RepresentativeCRD 3009191

  • Benjamin Gerald

    Registered RepresentativeCRD 5665990

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 143

Active vs passive

$170M in ETFs

Passive

92%

$156M

Active

7%

$14.5M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO HIGH YIELD BOND ETF (SPHY)State StreetPassiveHigh Yield Bond$10.7M456,7466.25%
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Location

Primary office

SARATOGA SPRINGS, NY

SARATOGA

Location

SARATOGA SPRINGS, NY

Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
SARATOGA
Address
85 Railroad Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth