CONTINUUM WEALTH ADVISORS, LLC
Firm details
- Headquarters
- SARATOGA SPRINGS, New York
- CRD number
- 152895
- Registered since
- April 7, 2010
- Website
- contwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI73.51%
- Individuals24.17%
- Pension & Profit Sharing Plans2.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Continuum Wealth Advisors, LLC is an independent, owner-operated RIA formed as an LLC and SEC-registered since 2010. The firm positions itself as a capital allocator for individuals and families, delivering financial planning, portfolio management for individuals and small businesses, pension consulting services, and manager selection. Its fee arrangements combine a percentage of assets under management with fixed-fee engagements. Continuum does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities7%
- Cash & Cash Equivalents3%
- Private Funds2%
Owners & executives
1 of 1DAVID RATH
Chief Investment OfficerCRD 5058213
Contacts
3 of 5Patrick Kalish
Director of Financial PlanningCRD 6686103
JENNIFER HENRY
Portfolio Servicing ManagerCRD 2899719
ANDREW HEUSS
Director of Strategic GrowthCRD 7131393
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$294M in ETFs
54%
$160M
33%
$134M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALPHA ARCHITECT TAIL RISK ETF (CAOS) | Alpha Architect | Active | Options Trading | $52M | 573,108 | 17.70% |
Location
SARATOGA SPRINGS, NY
SARATOGA
Location
SARATOGA SPRINGS, NY
Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- SARATOGA
- Address
- 18 Division St
- Time zone
- ET (UTC-5)
- Office locations
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