Continuum Wealth Advisors, LLC
Firm details
- Headquarters
- Saratoga Springs, New York
- CRD number
- 152895
- Registered since
- April 7, 2010
- Website
- contwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI73.51%
- Individuals24.17%
- Pension & Profit Sharing Plans2.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Continuum Wealth Advisors, LLC is an independent, SEC-registered registered investment adviser formed in 2010 and organized as an LLC with individual ownership. The firm works primarily with individual and family clients and bills using both a percentage-of-assets model and fixed fees. Its advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers, and the firm identifies itself as a capital allocator rather than purely a discretionary manager. Continuum does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities7%
- Cash & Cash Equivalents3%
- Private Funds2%
Owners & executives
1 of 1
David Rath
Chief Investment OfficerCRD 5058213
Contacts
3 of 5
Patrick Kalish
Director of Financial PlanningCRD 6686103
Jennifer Henry
Portfolio Servicing ManagerCRD 2899719
Andrew Heuss
Director of Strategic GrowthCRD 7131393
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$350M in ETFs
53%
$185M
35%
$165M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $43.5M | 339,935 | 12.45% |
Location
Saratoga Springs, NY
Saratoga
Location
Saratoga Springs, NY
Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Saratoga
- Address
- 18 Division St
- Time zone
- ET (UTC-5)
- Office locations
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