MINICHMACGREGOR WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2009
Total AUM
$723M
Discretionary
$723M
100% of AUM
Avg account
$254K
Accounts
2,845
Employees
10
Advisory reps
8

Firm details

Headquarters
SARATOGA SPRINGS, New York
CRD number
151237
Registered since
August 20, 2009
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI55.1%
  • Individuals36.19%
  • Pension & Profit Sharing Plans8.52%
  • Corporations / Businesses0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Minichmacgregor Wealth Management, LLC is an independent, SEC-registered RIA organized as an LLC and in operation since 2009. The firm is owned by an individual and acts as a capital allocator for both private clients and institutional accounts. Its fee model combines percentage-of-AUM charges with fixed fees. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars and workshops. The firm does not self-identify as an active ESG investor and is not designated as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 27%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • MICHELE TELLSTONE

    Chief Compliance OfficerCRD 4296759

Contacts

3 of 7
  • PATRICK YOUNIS

    Director of Client ServicesCRD 4817155

  • JASON MACGREGOR

    Portfolio ManagerCRD 2396461

  • ANDREW PALLAS

    Financial PlannerCRD 6113250

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 74

Active vs passive

$428M in ETFs

Passive

87%

$371M

Active

13%

$57.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$35.2M81,9128.23%

Location

Primary office

SARATOGA SPRINGS, NY

SARATOGA

Location

SARATOGA SPRINGS, NY

Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
SARATOGA
Address
21 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth