Minichmacgregor Wealth Management, LLC

RIASEC Registered
Total AUM
$723M
Discretionary
$723M
100% of AUM
Avg account
$254K
Accounts
2,845
Employees
10
Advisory reps
8

Firm details

Headquarters
Saratoga Springs, New York
CRD number
151237
Registered since
August 20, 2009
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI55.1%
  • Individuals36.19%
  • Pension & Profit Sharing Plans8.52%
  • Corporations / Businesses0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Minichmacgregor Wealth Management, LLC is an independent, individually owned registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals, families, and institutions. The firm is SEC-registered (2009) and acts as a capital allocator, combining direct portfolio management with selection of external managers and educational programming for clients. Its fee model includes both percentage-of-AUM and fixed-fee arrangements. The firm does not emphasize ESG investing in its public disclosures. Advisory services listed in filings include financial planning, portfolio management for individuals/small businesses and for institutions, selection of third-party advisers, and educational seminars/workshops. Those capabilities suggest a mix of direct management and outsourced manager relationships to cover specialized sleeves or alternative exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 27%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Michele Tellstone

    Michele Tellstone

    Chief Compliance OfficerCRD 4296759

Contacts

3 of 7
  • Brenton Smith

    Brenton Smith

    Investment Adviser RepresentativeCRD 6030661

  • Cory Laird

    Cory Laird

    Financial PlannerCRD 6552295

  • James Minich

    James Minich

    PrincipalCRD 1708380

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 88

Active vs passive

$446M in ETFs

Passive

87%

$388M

Active

12%

$58.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US PHARMACEUTICALS ETF (IHE)BlackRockPassiveHealth$32.1M319,3067.20%

Location

Primary office

Saratoga Springs, NY

Saratoga

Location

Saratoga Springs, NY

Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Saratoga
Address
21 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth