Congress Park Capital LLC

RIASEC Registered
Total AUM
$422M
Discretionary
$422M
100% of AUM
Avg account
$932K
Accounts
453
Employees
4
Advisory reps
3

Firm details

Headquarters
Saratoga Springs, New York
CRD number
150309
Registered since
May 6, 2009
Website
www.congressparkcapital.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI90.67%
  • Individuals4.95%
  • Pension & Profit Sharing Plans4.38%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Congress Park Capital LLC is an independent, individual-owned registered investment adviser that began its SEC registration in 2009. The firm serves primarily individual and family clients, offering portfolio management for individuals, small businesses, and institutions, alongside pension consulting services. Its fee arrangements include both percentage-of-AUM and fixed-fee engagements. The firm reports a preference for equities and makes use of third-party alternative fund managers to access private-market and credit strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, State & Local Bonds 13%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 5%61%
  • Exchange Traded Equities61%
  • State & Local Bonds13%
  • Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds5%

Owners & executives

1 of 1
  • Eric Brodwin

    Eric Brodwin

    Chief Investment OfficerCRD 4595310

Contacts

2 of 2
  • Michael Steiner

    Michael Steiner

    Investment Adviser RepresentativeCRD 4922988

  • Michael Los

    Michael Los

    AnalystCRD 6458985

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 21

Active vs passive

$106M in ETFs

Passive

68%

$71.8M

Active

32%

$34M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$27.6M35,98726.05%
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Location

Primary office

Saratoga Springs, NY

Saratoga

Location

Saratoga Springs, NY

Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Saratoga
Address
57 Phila St
Time zone
ET (UTC-5)
Office locations

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