KING WEALTH MANAGEMENT GROUP, LLC
Firm details
- Headquarters
- SARATOGA SPRINGS, New York
- CRD number
- 159550
- Registered since
- January 10, 2012
- Website
- www.kingwealthmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI80.97%
- Individuals15.73%
- Corporations / Businesses3.09%
- Pension & Profit Sharing Plans0.16%
- Charitable Organizations0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
King Wealth Management Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2012. The firm is individually owned and serves both high-net-worth individuals and families as well as institutional clients. Core services include financial planning and discretionary portfolio management for individuals, small businesses, and institutional accounts. Compensation is primarily through a percentage-of-assets model supplemented by fixed fees. The firm does not position itself as a third‑party capital allocator and is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- Public Funds/Mutual Funds39%
- US Government Bonds8%
- Cash & Cash Equivalents7%
- State & Local Bonds2%
Owners & executives
2 of 2LAWRENCE KING
Chief Investment OfficerCRD 2015201
Sean Moynahan
Chief Technology OfficerCRD 7425100
Contacts
3 of 7DANIEL GALE
Wealth AdvisorCRD 4138857
JANE QUINN
Financial AdvisorCRD 1968016
Sally King
DirectorCRD 6615801
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SARATOGA SPRINGS, NY
SARATOGA
Location
SARATOGA SPRINGS, NY
Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- SARATOGA
- Address
- 270 W Circular St
- Time zone
- ET (UTC-5)
- Office locations
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