Sterling Manor Financial, LLC
Firm details
- Headquarters
- Saratoga Springs, New York
- CRD number
- 284218
- Registered since
- June 24, 2016
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.35%
- Individuals46.79%
- Charitable Organizations0.46%
- Pension & Profit Sharing Plans0.4%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sterling Manor Financial, LLC is an independent, individual-owned RIA organized as an LLC. The firm is registered with the SEC (registered in 2016) and serves both individual and family clients as well as institutional relationships. Advisory services emphasize financial planning and portfolio management for individuals and small businesses. The firm also operates as an insurance broker, which aligns with its use of annuity products. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Sterling Manor does not act as a capital allocator or run proprietary investment funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities6%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$238M in ETFs
78%
$186M
9%
$52.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR PORTFOLIO CORPORATE BOND ETF (SPBO) | State Street | Passive | Corporate Bond | $20.9M | 760,411 | 8.77% |
Location
Saratoga Springs, NY
Saratoga
Location
Saratoga Springs, NY
Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Saratoga
- Address
- 18 Division St
- Time zone
- ET (UTC-5)
- Office locations
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