STERLING MANOR FINANCIAL, LLC
Firm details
- Headquarters
- SARATOGA SPRINGS, New York
- CRD number
- 284218
- Registered since
- June 24, 2016
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.35%
- Individuals46.79%
- Charitable Organizations0.46%
- Pension & Profit Sharing Plans0.4%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sterling Manor Financial, LLC is an independent, SEC-registered RIA organized as an LLC and in operation since 2016. The firm serves both individual and family clients as well as institutional relationships, and combines financial planning with portfolio management for individuals and small businesses. It also operates as an insurance broker, which aligns with its use of annuities alongside investment solutions. Compensation methods include a percentage-of-AUM fee schedule as well as hourly and fixed-fee arrangements. Sterling Manor is owned by an individual principal and is not positioned as a capital allocator, pension consultant, or multi-state adviser; it does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities6%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 3ADAM DOIG
PartnerCRD 4872128
JAMES FLANAGAN
Wealth AdvisorCRD 5019556
STEPHEN KYNE
PartnerCRD 4809925
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$212M in ETFs
71%
$151M
20%
$61M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR PORTFOLIO CORPORATE BOND ETF (SPBO) | State Street | Passive | Corporate Bond | $19.5M | 672,350 | 9.21% |
Location
SARATOGA SPRINGS, NY
SARATOGA
Location
SARATOGA SPRINGS, NY
Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- SARATOGA
- Address
- 18 Division St
- Time zone
- ET (UTC-5)
- Office locations
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