Pioneer Capital Markets, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
337452
Registered since
November 14, 2025

Firm profile

FINTRX

Overview

Pioneer Capital Markets, Inc. is organized as a corporation and is owned by a domestic entity and an individual. The firm's public profile is minimal: it is classified as unclassified in the available dataset and has not disclosed routine advisory, fee, or client-base details to the data source. The firm does not present itself as a capital allocator and it is not identified as an active ESG investor. Available metadata also indicates Pioneer Capital Markets, Inc. does not operate as a multi-state adviser, is not listed as a newly formed adviser, and is not flagged as a pension consultant or related adviser. There are no disclosed descriptions of its business activities, investment mandate, or client types in the provided information.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Thomas Signor

    Thomas Signor

    Executive Vice President, Chief Administrative OfficerCRD 7165779

  • Gary Galarpe

    Gary Galarpe

    Chief Operating OfficerCRD 2384835

  • Tom Amell

    President and Chief Executive OfficerCRD 8139789

Contacts

3 of 7
  • Daniel Friel

    Managing DirectorCRD 1727373

  • Robert Kursar

    Robert Kursar

    SVPCRD 2144485

  • Peter Brandel

    Peter Brandel

    SVPCRD 4378265

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
11220 Elm Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth