PIONEER CAPITAL MARKETS, INC.

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
337452
Registered since
November 14, 2025

Firm profile

FINTRX

Overview

Pioneer Capital Markets, Inc. is organized as a corporation and is listed with an SEC registration year of 2025. The firm is characterized as an unclassified adviser and is owned by a combination of a domestic entity and an individual. Available records indicate it is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser. It is also not designated as a pension consultant or related adviser. The firm has not supplied details about its core business activities, advisory services, fee structure, client types, or manager allocation preferences. FINTRX notes no information on investment focus, sector or geographic tilts, or manager selection criteria.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • GARY GALARPE

    Chief Operating OfficerCRD 2384835

  • THOMAS SIGNOR

    Executive Vice President, Chief Administrative OfficerCRD 7165779

  • TOM AMELL

    President and Chief Executive OfficerCRD 8139789

Contacts

3 of 7
  • ALLYSON P WEBSTER

    SVP ComplianceCRD 8142911

  • PATRICK J HUGES

    DirectorCRD 8139799

  • JESSE AARON TOMCZAK

    Executive Vice PresidentCRD 4581439

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
3440 Toringdon Way
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth