Pioneer Capital Markets, Inc.
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 337452
- Registered since
- November 14, 2025
Firm profile
FINTRXOverview
Pioneer Capital Markets, Inc. is listed as a corporate SEC-registered adviser with an SEC registration year of 2025. FINTRX classifies the firm as a domestic entity with individual ownership and leaves its adviser classification unassigned. The snapshot flags several operational attributes: the firm is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, and is not marked as a pension consultant or related adviser. FINTRX does not supply detail on the firm’s advisory activities, fee schedule, client segments, or specific business lines in the provided extract, so there is limited public-facing description of how Pioneer Capital Markets positions its services or what client niches it targets.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Thomas Signor
Executive Vice President, Chief Administrative OfficerCRD 7165779

Gary Galarpe
Chief Operating OfficerCRD 2384835
Tom Amell
President and Chief Executive OfficerCRD 8139789
Contacts
3 of 7Daniel Friel
Managing DirectorCRD 1727373

Robert Kursar
SVPCRD 2144485

Peter Brandel
SVPCRD 4378265
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 11220 Elm Ln
- Time zone
- ET (UTC-5)
- Office locations
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