Pioneer Capital Markets, Inc.

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
337452
Registered since
November 14, 2025

Firm profile

FINTRX

Overview

Pioneer Capital Markets, Inc. is listed as a corporate SEC-registered adviser with an SEC registration year of 2025. FINTRX classifies the firm as a domestic entity with individual ownership and leaves its adviser classification unassigned. The snapshot flags several operational attributes: the firm is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, and is not marked as a pension consultant or related adviser. FINTRX does not supply detail on the firm’s advisory activities, fee schedule, client segments, or specific business lines in the provided extract, so there is limited public-facing description of how Pioneer Capital Markets positions its services or what client niches it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Thomas Signor

    Thomas Signor

    Executive Vice President, Chief Administrative OfficerCRD 7165779

  • Gary Galarpe

    Gary Galarpe

    Chief Operating OfficerCRD 2384835

  • Tom Amell

    President and Chief Executive OfficerCRD 8139789

Contacts

3 of 7
  • Daniel Friel

    Managing DirectorCRD 1727373

  • Robert Kursar

    Robert Kursar

    SVPCRD 2144485

  • Peter Brandel

    Peter Brandel

    SVPCRD 4378265

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
11220 Elm Ln
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth