Pioneer Capital Markets, Inc.

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
337452
Registered since
November 14, 2025

Firm profile

FINTRX

Overview

Pioneer Capital Markets, Inc. is organized as a corporation and is recorded as having completed SEC registration in 2025. The dataset identifies the ownership as a domestic entity with an individual owner. Classification information is listed as unclassified and the firm is not identified as a related adviser. Several typical advisor roles are absent from the record: the firm is not flagged as a capital allocator, not a pension consultant, and is not active on ESG investing. It is also listed as operating within a single state rather than as a multi-state adviser. Core business activities, advisory offerings, client segments and fee structures were not provided in the source data.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Gary Galarpe

    Gary Galarpe

    Chief Operating OfficerCRD 2384835

  • Thomas Signor

    Thomas Signor

    Executive Vice President, Chief Administrative OfficerCRD 7165779

  • Tom Amell

    President and Chief Executive OfficerCRD 8139789

Contacts

3 of 7
  • Allyson P Webster

    SVP ComplianceCRD 8142911

  • Patrick J Huges

    DirectorCRD 8139799

  • Jesse Aaron Tomczak

    Executive Vice PresidentCRD 4581439

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
11220 Elm Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth