Pendulum Securities, LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Beverly Hills, California
CRD number
312642
Registered since
January 10, 2022

Firm profile

FINTRX

Overview

Pendulum Securities, LLC is organized as a limited liability company and is classified in public records as an investment bank. The firm registered with the SEC in 2022 and is owned by a combination of a domestic entity and an individual. Available filings indicate Pendulum does not operate as a capital allocator and is not characterized as a multi-state or pension-consulting adviser. It is also identified as not being an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Elbert Robinson

    Co-Founder and CEOCRD 3104890

  • Arlenee Lopez - Ferguson

    Arlenee Lopez - Ferguson

    Chief Information Security OfficerCRD 5828466

Contacts

3 of 6
  • Harvey Fine

    Harvey Fine

    Managing DirectorCRD 5695353

  • Kris Kim

    Kris Kim

    ControllerCRD 6347327

  • Maryellen Castillo

    Vice President of ComplianceCRD 5357068

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Beverly Hills, CA

Los Angeles

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
345 N Maple Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth