PENDULUM SECURITIES, LLC

Overview

Pendulum Securities, LLC is organized as a limited liability company and is classified in public records as an investment bank. The entity registered with the SEC in 2022 and lists ownership as a combination of a domestic entity and an individual. Available filings provide minimal detail about the company's target clients, fee schedules, or advisory service lines. Regulatory disclosures characterize Pendulum Securities as not acting as a capital allocator and not an active ESG investor. It is also not designated as a multi‑state adviser. Those attributes, together with the sparse public detail on advisory activities, align with the company’s classification toward transactional or capital‑markets activity rather than traditional discretionary wealth management.

Assets & Accounts