Pendulum Securities, LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Beverly Hills, California
CRD number
312642
Registered since
January 10, 2022

Firm profile

FINTRX

Overview

Pendulum Securities, LLC is organized as a limited liability company and is registered with the SEC (registration recorded in 2022). The firm is classified as an investment bank rather than an asset manager or capital allocator. Ownership is listed as a mix of a domestic entity and an individual. Publicly reported firm characteristics indicate it does not self-identify as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a capital allocator. Fields for client base, fee structure, business activities, and advisory activities were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Arlenee Lopez - Ferguson

    Arlenee Lopez - Ferguson

    Chief Information Security OfficerCRD 5828466

  • Elbert Robinson

    Co-Founder and CEOCRD 3104890

Contacts

3 of 6
  • Jacob Levy

    Jacob Levy

    Registered RepresentativeCRD 8068929

  • Kris Kim

    Kris Kim

    ControllerCRD 6347327

  • Harvey Fine

    Harvey Fine

    Managing DirectorCRD 5695353

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Beverly Hills, CA

Los Angeles

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
345 N Maple Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth