PACIFIC POINT SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: ANAHEIM, California
CRD number: 150272
Registered since: December 15, 2009

Firm profile

FINTRX

Overview

Pacific Point Securities, LLC is organized as a limited liability company and is registered with the SEC (registration year 2009). FINTRX classifies the firm as "Unclassified." Ownership is listed as a combination of a domestic entity and an individual. The profile indicates the firm is not a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not newly formed. FINTRX does not provide descriptions of the firm's business activities or advisory offerings, and the dataset does not list any pension consulting or related-adviser relationships.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4

JEROME DUHOVIC
Chief Administrative OfficerCRD 2123754
SHERI LEJMAN
Chief Financial OfficerCRD 6406038
KEVIN LEE
Deputy Chief Compliance OfficerCRD 3143283

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Contacts

3 of 3

JOANNA MCCOMSEY
Vice President Regional Compliance Officer, OSJ Branch ManagerCRD 3101022
ADAM SIMON
Vice PresidentCRD 2524249
WESTLEY KING
PresidentCRD 2527676