Pacific Point Securities, LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Anaheim, California
CRD number: 150272
Registered since: December 15, 2009

Firm profile

FINTRX

Overview

Pacific Point Securities, LLC is an SEC-registered limited liability company first registered in 2009. The firm is listed as being owned by a domestic entity and an individual and is classified in FINTRX as "Unclassified." Available records do not describe specific advisory activities, target client segments, or portfolio strategies. The firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not listed as a multi-state or newly formed adviser.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4

Jerome Duhovic
Chief Administrative OfficerCRD 2123754
Sheri Lejman
Chief Financial OfficerCRD 6406038
Kevin Lee
Deputy Chief Compliance OfficerCRD 3143283

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Contacts

3 of 3

Joanna Mccomsey
Vice President Regional Compliance Officer, OSJ Branch ManagerCRD 3101022
Adam Simon
Vice PresidentCRD 2524249
Westley King
PresidentCRD 2527676