Pacific Point Securities, LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

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Firm details

Headquarters: Anaheim, California
CRD number: 150272
Registered since: December 15, 2009

Firm profile

FINTRX

Overview

Pacific Point Securities, LLC is an SEC-registered limited liability company first registered in 2009. FINTRX records the firm as unclassified and indicates ownership that involves a domestic entity and an individual. The profile contains minimal descriptive data: the firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not listed as a multistate or newly formed adviser. FINTRX does not provide details on the firm’s advisory activities, fee structure, client types, or day-to-day business activities, so the public record offers little color on how the firm positions its services or which client segments it targets.

Assets & Accounts

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4

James King
Chairman and Chief Executive OfficerCRD 269927
Kevin Lee
Deputy Chief Compliance OfficerCRD 3143283
Jerome Duhovic
Chief Administrative OfficerCRD 2123754

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Contacts

3 of 3

Joanna Mccomsey
Vice President Regional Compliance Officer, OSJ Branch ManagerCRD 3101022
Adam Simon
Vice PresidentCRD 2524249
Westley King
PresidentCRD 2527676